Endangered Species Act of 1973
[Color coded section format: Sec.2,3,4.. (a,b,c...)
(1,2,3...) (A,B,C...) (i,ii,iii...) (I,II,III...)]
ESA SECTION HEADINGS
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Sec 2 Findings, purposes, and policy
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Sec. 3. Definitions
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Sec 4. Determination of endangered species and threatened species
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Sec 5. Land acquisition
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Sec. 6. Cooperation with the States
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Sec. 7. Interagency cooperation
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Sec. 8 International cooperation
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Sec 8A. Convention implementation
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Sec. 9. Prohibited acts
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Sec. 10. Exceptions
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See 11 Penalties and enforcement
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See 12 Endangered plants
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Sec. 13. Conforming amendments
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Sec. 14. Repealer
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Sec 15 Authorization of appropriations
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Sec 16. Effective date
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Sec. 17. Marine Mammal Protection Act of 1972
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Sec. 18. Annual cost analysis by the Fish and Wildlife Service
FINDINGS, PURPOSES, AND POLICY
SEC. 2.
(a) FINDINGS.-The Congress finds and declares that-
(1) various species of fish, wildlife, and plants in the
United States have been rendered
extinct as a consequence of economic growth and development untempered by adequate
concern and conservation;
(2) other species of fish, wildlife, and plants have been
so depleted in numbers that they
are in danger of or threatened with extinction;
(3) these species of fish, wildlife, and plants are of
aesthetic, ecological, educational,
historical, recreational, and scientific value to the Nation and its people;
(4) the United States has pledged itself as a sovereign
state in the international
community to conserve to the extent practicable the various species of fish or wildlife and
plants facing extinction, pursuant to-
(A) migratory bird treaties with Canada and Mexico;
(B) the Migratory and Endangered Bird Treaty with Japan;
(C) the Convention on Nature Protection and Wildlife
Preservation in the Western
Hemisphere;
(D) the International Convention for the Northwest
Atlantic Fisheries;
(E) the International Convention for the High Seas
Fisheries of the North Pacific Ocean;
(F) the Convention on International Trade in Endangered
Species of Wild Fauna and
Flora; and
(G) other international agreements; and
(5) encouraging the States and other interested parties,
through Federal financial
assistance and a system of incentives, to develop and maintain conservation programs
which meet national and international standards is a key to meeting the Nation's
international commitments and to better safeguarding, for the benefit of all citizens,
the
Nation's heritage in fish, wildlife, and plants.
(b) PURPOSES.-The purposes of this Act are to provide a
means whereby the ecosystems
upon which endangered species and threatened species depend may be conserved, to
provide a program for the conservation of such endangered species and threatened
species,
and to take such steps as may be appropriate to achieve the purposes of the treaties
and
conventions set forth in subsection (a) of this section.
(c) POLICY.-
(1) It Is further declared to be the policy of Congress
that all Federal departments and
agencies shall seek to conserve endangered species and threatened species and shall
utilize
their authorities in furtherance of the purposes of this Act.
(2) It is further declared to be the policy of Congress
that Federal agencies shall
cooperate with State and local agencies to resolve water resource issues in concert
with
conservation of endangered species.
DEFINITIONS
SEC. 3.
For the purposes of this Act-
(1) The term "alternative courses of action"
means all alternatives and thus is not limited
to original project objectives and agency jurisdiction.
(2) The term "commercial activity" means all
activities of industry and trade, including,
but not limited to, the buying or selling of commodities and activities conducted for
the
purpose of facilitating such buying and selling: Provided, however, that it does not
include
exhibitions of commodities by museums or similar cultural or historical organizations.
(3) The terms "conserve,"
"conserving," and "conservation" mean to use and the use of
all methods and procedures which are necessary to bring any endangered species or
threatened species to the point at which the measures provided pursuant to this Act are
no longer necessary. Such methods and procedures include, but are not limited to, all
activities associated with scientific resources management such as research, census,
law
enforcement, habitat acquisition and maintenance, propagation, live trapping, and
trans-
plantation, and, in the extraordinary case where population pressures within a given
ecosystem cannot be otherwise relieved, may include regulated taking.
(4) The term "Convention" means the Convention
on International Trade in
Endangered Species of Wild Fauna and Flora, signed on March 3, 1973, and the
appendices thereto.
(5)(A) The term
"critical habitat" for a threatened or endangered species means-
(i) the specific areas within the geographical area
occupied by the species, at the time
it is listed in accordance with the provisions of section 4 of this Act, on which are
found
those physical or biological features (I) essential to the conservation of the species
and (II)
which may require special management considerations or protection; and
(ii) specific areas outside the geographical area occupied
by the species at the time it is
listed in accordance with the provisions of section 4 of this Act, upon a determination
by
the Secretary that such areas are essential for the conservation of the species.
(B) Critical habitat may be established for those species
now listed as threatened or
endangered species for which no critical habitat has heretofore been established as set
forth
in subparagraph (A) of this paragraph.
(C) Except in those circumstances determined by the
Secretary, critical habitat shall not
include the entire geographical area which can be occupied by the threatened or
endangered
species.
(6) The term "endangered species" means any
species which is in danger of extinction
throughout all or a significant portion of its range other than a species of the Class
Insecta
determined by the Secretary to constitute a pest whose protection under the provisions
of
this Act would present an overwhelming and overriding risk to man.
(7) The term "Federal agency" means any
department, agency, or instrumentality of the
United States.
(8) The term "fish or wildlife" means any member
of the animal kingdom, including
without limitation any mammal, fish, bird (including any migratory,
nonmigratory, or
endangered bird for which protection is also afforded by treaty or other international
agreement), amphibian, reptile, mollusk, crustacean, arthropod or other invertebrate,
and
includes any part, product, egg, or offspring thereof, or the dead body or parts
thereof.
(9) The term "foreign commerce" includes, among
other things, any transaction-
(A) between persons within one foreign country;
(B) between persons in two or more foreign countries;
(C) between a person within the United States and a person
in a foreign country; or
(D) between persons within the United States, where the
fish and wildlife in question are
moving in any country or countries outside the United States.
(10) The term "import" means to land on, bring
into, or introduce into, or attempt to land
on, bring into, or introduce into, any place subject to the jurisdiction of the United
States,
whether or not such landing, bringing, or introduction constitutes an importation
within the
meaning of the customs laws of the United States.
(11) The term "permit or license applicant"
means, when used with respect to an action
of a Federal agency for which exemption is sought under section 7, any person whose
application to such agency for a permit or license has been denied primarily because of
the
application of section 7(a) to such agency action.
(12) "The term person means an individual,
corporation, partnership, trust, association,
or any other private entity; or any officer, employee, agent, department, or
instrumentality
of the Federal Government, of any State, municipality, or political subdivision of a
State,
or of any foreign government; any State, municipality, or political subdivision of a
State;
or any other entity subject to the jurisdiction of the United States."
(13) The term "plant" means any member of the
plant kingdom, including seeds, roots
and other parts thereof.
(14) The term "Secretary" means, except as
otherwise herein provided, the Secretary of
the Interior or the Secretary of Commerce as program responsibilities are vested
pursuant
to the provisions of Reorganization Plan Numbered 4 of 1970; except that with respect
to
the enforcement of the provisions of this Act and the Convention which pertain to the
importation or exportation of terrestrial plants, the term also means the Secretary of
Agriculture.
(15) The term "species" includes any subspecies
of fish or wildlife or plants, and any
distinct population segment of any species or vertebrate fish or wildlife which
interbreeds
when mature.
(16) The term "State" means any of the several
States, the District of Columbia, the
Commonwealth of Puerto Rico, American Samoa, the Virgin Islands, Guam, and the Trust
Territory of the Pacific Islands.
(17) The term "State agency" means any State
agency, department, board, commission,
or other governmental entity which is responsible for the management and conservation
of
fish, plant, or wildlife resources within a State.
(18) The term "take" means to harass, harm,
pursue, hunt, shoot, wound, kill, trap,
capture, or collect, or to attempt to engage in any such conduct.
(19) The term "threatened species" means any
species which is likely to become an
endangered species within the foreseeable future throughout all or a significant
portion of
its range.
(20) The term "United States," when used in a
geographical context, includes all States.
DETERMINATION OF ENDANGERED SPECIES AND
THREATENED SPECIES
Sec. 4.
(a) GENERAL.-
(1) The Secretary shall by regulation promulgated in
accordance with subsection (b)
determine whether any species is an endangered species or a threatened species because
of
any of the following factors:
(A) the present or threatened destruction, modification,
or curtailment of its habitat or
range;
(B) overutilization for commercial, recreational,
scientific, or educational purposes;
(C) disease or predation;
(D) the inadequacy of existing regulatory mechanisms;
(E) other natural or manmade factors affecting its
continued existence.
(2) With respect to any species over which program
responsibilities have been vested in
the Secretary of Commerce pursuant to Reorganization Plan Numbered 4 of 1970-
(A) in any case in which the Secretary of Commerce
determines that such species
should-
(i) be listed as an endangered species or a threatened
species, or
(ii) be changed in status from a threatened species to an
endangered species, he shall
so inform the Secretary of the Interior, who shall list such species in accordance with
this
section;
(B) in any case in which the Secretary of Commerce
determines that such species
should-
(i) be removed from any list published pursuant to
subsection (c) of this section, or
(ii) be changed in status from an endangered species to a
threatened species, he shall
recommend such action to the Secretary of the Interior, and the Secretary of the
Interior, if
he concurs in the recommendation, shall implement such action; and
(C) the Secretary of the Interior may not list or remove
from any list any such species,
and may not change the status of any such species which are listed, without a prior
favorable determination made pursuant to this section by the Secretary of Commerce.
(3) The Secretary, by regulation promulgated in accordance
with subsection (b) and to the
maximum extent prudent and determinable-
(A) shall, concurrently with making a determination under
paragraph (1) that a species
is an endangered species or a threatened species, designate any habitat of such species
which is then considered to be critical habitat; and
(B) may, from time-to-time thereafter as appropriate,
revise such designation.
(b) BASIS FOR DETERMINATIONS.-
(1)(A) The Secretary shall
make determinations required by subsection (a)(1) solely on
the basis of the best scientific and commercial data available to him after conducting
a
review of the status of the species and after taking into account those efforts, if
any, being
made by any State or foreign nation, or any political subdivision of a State or foreign
nation, to protect such species, whether by predator control, protection of habitat and
food
supply, or other conservation practices, within any area under its jurisdiction, or on
the
high seas.
(B) In carrying out this section, the Secretary shall give
consideration to species which
have been-
(i) designated as requiring protection from unrestricted
commerce by any foreign
nation, or pursuant to any international agreement; or
(ii) identified as in danger of extinction, or likely to
become so within the foreseeable
future, by any State agency or by any agency of a foreign nation that is responsible
for the
conservation of fish or wildlife or plants.
(2) The Secretary shall designate critical habitat, and
make revisions thereto, under
subsection (a)(3) on the basis of the best scientific data available and after taking
into
consideration the economic impact, and any other relevant impact, of specifying any
particular area as critical habitat. The Secretary may exclude any area from critical
habitat
if he determines that the benefits of such exclusion outweigh the benefits of
specifying such
area as part of the critical habitat, unless he determines, based on the best
scientific and
commercial data available, that the failure to designate such area as critical habitat
will
result in the extinction of the species concerned.
(3)(A) To the maximum extent
practicable, within 90 days after receiving the petition of
an interested person under section 553(e) of title 5, United States Code, to add a
species to,
or to remove a species from, either of the lists published under subsection (c), the
Secretary shall make a finding as to whether the petition presents substantial
scientific or
commercial information indicating that the petitioned action may be warranted. If such
a
petition is found to present such information, the Secretary shall promptly commence a
review of the status of the species concerned. The Secretary shall promptly publish
each
finding made under this subparagraph in the Federal Register.
(B) Within 12 months after receiving a petition that is
found under subparagraph (A) to
present substantial information indicating that the petitioned action may be warranted,
the
Secretary shall make one of the following findings:
(i) The petitioned action is not warranted, in which case
the Secretary shall promptly
publish such finding in the Federal Register.
(ii) The petitioned action is warranted in which case the
Secretary shall promptly
publish in the Federal Register a general notice and the complete text of a proposed
regulation to implement such action in accordance with paragraph (5).
(iii) The petitioned action is warranted but that-
(I) the immediate proposal and timely promulgation of a
final regulation implementing
the petitioned action in accordance with paragraphs (5) and (6) is precluded by pending
proposals to determine whether any species is an endangered species or a threatened
species, and
(II) expeditious progress is being made to add qualified
species to either of the lists
published under subsection (c) and to remove from such lists species for which the
protec-
tions of the Act are no longer necessary, in which case the Secretary shall promptly
publish
such finding in the Federal Register, together with a description and evaluation of the
reasons and data on which the finding is based.
(C)(i) A petition with
respect to which a finding is made under subparagraph (B)(iii) shall
be treated as a petition that is resubmitted to the Secretary under subparagraph (A) on
the
date of such finding and that presents substantial scientific or commercial information
that
the petitioned action may be warranted.
(ii) Any negative finding described in subparagraph (A)
and any finding described in
subparagraph (B) (i) or (iii) shall be subject to judicial review.
(iii) The Secretary shall implement a system to monitor
effectively the status of all
species with respect to which a finding is made under subparagraph
(B)(iii) and shall
make
prompt use of the authority under paragraph 7 to prevent a significant risk to the well
being
of any such species.
(D)(i) To the maximum extent
practicable, within 90 days after receiving the petition of
an interested person under section 553(e) of title 5, United States Code, to revise a
critical
habitat designation, the Secretary shall make a finding as to whether the petition
presents
substantial scientific information indicating that the revision may be warranted. The
Secretary shall promptly publish such finding in the Federal Register.
(ii) Within 12 months after receiving a petition that is
found under clause (i) to present
substantial information indicating that the requested revision may be warranted, the
Secretary shall determine how he intends to proceed with the requested revision, and
shall
promptly publish notice of such intention in the Federal Register.
(4) Except as provided in paragraphs (5) and (6) of this
subsection, the provisions of
section 553 of title 5, United States Code (relating to rulemaking procedures), shall
apply
to any regulation promulgated to carry out the purposes of this Act.
(5) With respect to any regulation proposed by the
Secretary to implement a
determination, designation, or revision referred to in subsection (a) (1) or (3), the
Secretary
shall-
(A) not less than 90 days before the effective date of the
regulation-
(i) publish a general notice and the complete text of the
proposed regulation in the
Federal Register, and
(ii) give actual notice of the proposed regulation
(including the complete text of the
regulation) to the State agency in each State in which the species is believed to
occur, and
to each county or equivalent jurisdiction in which the species is believed to occur,
and
invite the comment of such agency, and each such jurisdiction, thereon;
(B) insofar as practical, and in cooperation with the
Secretary of State, give notice of the
proposed regulation to each foreign nation in which the species is believed to occur or
whose citizens harvest the species on the high seas, and invite the comment of such
nation
thereon;
(C) give notice of the proposed regulation to such
professional scientific organizations as
he deems appropriate;
(D) publish a summary of the proposed regulation in a
newspaper of general circulation
in each area of the United States in which the species is believed to occur; and
(E) promptly hold one public hearing on the proposed
regulation if any person files a
request for such a hearing within 45 days after the date of publication of general
notice.
(6)(A) Within the one-year
period beginning on the date on which general notice is
published in accordance with paragraph
(5)(A)(i) regarding a proposed regulation, the
Secretary shall publish in the Federal Register-
(i) if a determination as to whether a species is an
endangered species or a threatened
species, or a revision of critical habitat, is involved, either-
(I) a final regulation to implement such determination,
(II) a final regulation to implement such revision or a
finding that such revision
should not be made,
(III) notice that such one-year period is being extended
under subparagraph (B)(i), or
(IV) notice that the proposed regulation is being
withdrawn under subparagraph
(B)(ii), together with the finding on which such
withdrawal is based; or
(ii) subject to subparagraph (C), if a designation of
critical habitat is involved, either-
(I) a final regulation to implement such designation, or
(II) notice that such one-year period is being extended
under such subparagraph.
(B)(i) If the Secretary finds
with respect to a proposed regulation referred to in
subparagraph (A)(i) that there is substantial disagreement regarding the sufficiency or
accuracy of the available data relevant to the determination or revision concerned the
Secretary may extend the one-year period specified in subparagraph (A) for not more
than
six months for purposes of soliciting additional data.
(ii) If a proposed regulation referred to in subparagraph
(a)(i) is not promulgated as a
final regulation within such one-year period (or longer period if extension under
clause (i)
applies) because the Secretary finds that there is not sufficient evidence to justify
the action
proposed by the regulation the Secretary shall immediately withdraw the regulation. The
finding on which a withdrawal is based shall be subject to judicial review. The
Secretary
may not propose a regulation that has previously been withdrawn under this clause
unless
he determines that sufficient new information is available to warrant such proposal.
(iii) If the one-year period specified in subparagraph (A)
is extended under clause (i)
with respect to a proposed regulation, then before the close of such extended period
the
Secretary shall publish in the Federal Register either a final regulation to implement
the
determination or revision concerned, a finding that the revision should not be made, or
a
notice of withdrawal of the regulation under clause (ii), together with the finding on
which
the withdrawal is based.
(C) A final regulation designating critical habitat of an
endangered species or a
threatened species shall be published concurrently with the final regulation
implementing
the determination that such species is endangered or threatened, unless the Secretary
deems
that-
(i) it is essential to the conservation of such species
that the regulation implementing
such determination be promptly published; or
(ii) critical habitat of such species is not then
determinable, in which case the
Secretary, with respect to the proposed regulation to designate such habitat, may
extend the
one-year period specified in subparagraph (A) by not more than one additional year, but
not later than the close of such additional year the Secretary must publish a final
regulation, based on such data as may be available at that time, designating, to the
maximum extent prudent, such habitat.
(7) Neither paragraph (4), (5), or (6) of this subsection
nor section 553 of title 5, United
States Code, shall apply to any regulation issued by the Secretary in regard to any
emergency posing a significant risk to the well-being of any species of fish and
wildlife or
plants, but only if-
(A) at the time of publication of the regulation in the
Federal Register the Secretary
publishes therein detailed reasons why such regulation is necessary; and
(B) in the case such regulation applies to resident
species of fish or wildlife, or plants,
the Secretary gives actual notice of such regulation to the State agency in each State
in
which such species is believed to occur.
Such regulation shall, at the discretion of the Secretary, take effect immediately upon
the
publication of the regulation in the Federal Register. Any regulation promulgated under
the authority of this paragraph shall cease to have force and effect at the close of
the
240-day period following the date of publication unless, during such 240-day period,
the
rulemaking procedures which would apply to such regulation without regard to this
paragraph are complied with. If at any time after issuing an emergency regulation the
Secretary determines, on the basis of the best appropriate data available to him, that
substantial evidence does not exist to warrant such regulation, he shall withdraw it.
(8) The publication in the Federal Register of any
proposed or final regulation which is
necessary or appropriate to carry out the purposes of this Act shall include a summary
by
the Secretary of the data on which such regulation is based and shall show the
relationship
of such data to such regulation; and if such regulation designates or revises critical
habitat,
such summary shall, to the maximum extent practicable, also include a brief description
and evaluation of those activities (whether public or private) which, in the opinion of
the
Secretary, if undertaken may adversely modify such habitat, or may be affected by such
designation.
(c) LISTS.-
(1) The Secretary of the Interior shall publish in the
Federal Register a list of all species
determined by him or the Secretary of Commerce to be endangered species and a list of
all
species determined by him or the Secretary of Commerce to be threatened species. Each
list shall refer to the species contained therein by scientific and common name or
names, if
any, specify with respect to such species over what portion of its range it is
endangered or
threatened, and specify any critical habitat within such range. The Secretary shall
from
time to time revise each list published under the authority of this subsection to
reflect
recent determinations, designations, and revisions made in accordance with subsections
(a)
and (b).
(2) The Secretary shall-
(A) conduct, at least once every five years, a review of
all species included in a list
which is published pursuant to paragraph (1) and which is in effect at the time of such
review; and
(B) determine on the basis of such review whether any such
species should-
(i) be removed from such list;
(ii) be changed in status from an endangered species to a
threatened species; or
(iii) be changed in status from a threatened species to an
endangered species.
Each determination under subparagraph (B) shall be made in accordance with the
provisions of subsection (a) and (b).
(d) PROTECTIVE REGULATIONS.-Whenever any species is listed
as a threatened
species pursuant to subsection (c) of this section, the Secretary shall issue such
regulations
as he deems necessary and advisable to provide for the conservation of such species.
The
Secretary may by regulation prohibit with respect to any threatened species any act
prohibited under section 9(a)(1), in the case of fish or wildlife, or section 9(a)(2),
in the
case of plants, with respect to endangered species; except that with respect to the
taking of
resident species of fish or wildlife, such regulations shall apply in any State which
has
entered into a cooperative agreement pursuant to section 6(c) of this Act only to the
extent
that such regulations have also been adopted by such State.
(e) SIMILARITY OF APPEARANCE CASES.-The Secretary may, by
regulation of
commerce or taking, and to the extent he deems advisable, treat any species as an
endangered species or threatened species even though it is not listed pursuant to
section 4
of this Act if he finds that-
(A) such species so closely resembles in appearance, at
the point in question, a species
which has been listed pursuant to such section that enforcement personnel would have
substantial difficulty in attempting to differentiate between the listed and unlisted
species;
(B) the effect of this substantial difficulty is an
additional threat to an endangered or
threatened species; and
(C) such treatment of an unlisted species will
substantially facilitate the enforcement and
further the policy of this Act.
(f)(1)
RECOVERY PLANS.-The Secretary shall develop and implement plans (hereinafter
in this subsection referred to as "recovery plans") for the conservation and
survival of
endangered species and threatened species listed pursuant to this section, unless he
finds
that such a plan will not promote the conservation of the species. The Secretary, in
development and implementing recovery plans, shall, to the maximum extent practicable-
(A) give priority to those endangered species or
threatened species, without regard to
taxonomic classification, that are most likely to benefit from such plans, particularly
those
species that are, or may be, in conflict with construction or other development
projects or
other forms of economic activity;
(B) incorporate in each plan-
(i) a description of such site-specific management actions
as may be necessary to
achieve the plan's goal for the conservation and survival of the species;
(ii) objective, measurable criteria which, when met, would
result in a determination, in
accordance with the provisions of this section, that the species be removed from the
list;
and
(iii) estimates of the time required and the cost to carry
out those measures needed to
achieve the plan's goal and to achieve intermediate steps toward that goal.
(2) The Secretary, in developing and implementing recovery
plans, may procure the
services of appropriate public and private agencies and institutions, and other
qualified
persons. Recovery teams appointed pursuant to this subsection shall not be subject to
the
Federal Advisory Committee Act.
(3) The Secretary shall report every two years to the
Committee on Environment and
Public Works of the Senate and the Committee on Merchant Marine and Fisheries of the
House of Representatives on the status of efforts to develop and implement recovery
plans
for all species listed pursuant to this section and on the status of all species for
which such
plans have been developed.
(4) The Secretary shall, prior to final approval of a new
or revised recovery plan, provide
public notice and an opportunity for public review and comment on such plan. The
Secretary shall consider all information presented during the public comment period
prior
to approval of the plan.
(5) Each Federal agency shall, prior to implementation of
a new or revised recovery plan,
consider all information presented during the public comment period under paragraph
(4).
(g) MONITORING.-
(1) The Secretary shall implement a system in cooperation
with the States to monitor
effectively for not less than five years the status of all species which have recovered
to the
point at which the measures provided pursuant to this Act are no longer necessary and
which, in accordance with the provisions of this section, have been removed from either
of
the lists published under subsection (c).
(2) The Secretary shall make prompt use of the authority
under paragraph 7 of subsection
(b) of this section to prevent a significant risk to the well being of any such
recovered
species.
(h) AGENCY GUIDELINES.-The Secretary shall establish, and
publish in the Federal
Register, agency guidelines to insure that the purposes of this section are achieved
efficiently and effectively. Such guidelines shall include, but are not limited to-
(1) procedures for recording the receipt and the
disposition of petitions submitted under
subsection (b)(3) of this section;
(2) criteria for making the findings required under such
subsection with respect to
petitions;
(3) a ranking system to assist in the identification of
species that should receive priority
review under subsection (a)(1) of the section; and
(4) a system for developing and implementing, on a
priority basis, recovery plans under
subsection (f) of this section. The Secretary shall provide to the public notice of,
and
opportunity to submit written comments on, any guideline (including any amendment
thereto) proposed to be established under this subsection.
(i) If, in the case of any regulation proposed by the
Secretary under the authority of this
section, a State agency to which notice thereof was given in accordance with subsection
(b)(5)(A)(ii) files comments disagreeing with all or part of the proposed regulation,
and the
Secretary issues a final regulation which is in conflict with such comments, or if the
Secretary fails to adopt a regulation pursuant to an action petitioned by a State
agency
under subsection (b)(3), the Secretary shall submit to the State agency a written
justification
for his failure to adopt regulations consistent with the agency's comments or petition.
LAND ACQUISITION
SEC. 5.
(a) PROGRAM.-The Secretary, and the Secretary of
Agriculture with respect to the
National Forest System, shall establish and implement a program to conserve fish,
wildlife,
and plants, including those which are listed as endangered species or threatened
species
pursuant to section 4 of this Act. To carry out such a program, the appropriate
Secretary-
(1) shall utilize the land acquisition and other authority
under the Fish and Wildlife Act of
1956, as amended, the Fish and Wildlife Coordination Act, as amended, and the Migratory
Bird Conservation Act, as appropriate; and
(2) is authorized to acquire by purchase, donation, or
otherwise, lands, waters, or interest
therein, and such authority shall be in addition to any other land acquisition vested
in him.
(b) ACQUISITIONS.-Funds made available pursuant to the
Land and Water Conservation
Fund Act of 1965, as amended, may be used for the purpose of acquiring lands, waters,
or
interests therein under subsection (a) of this section.
COOPERATION WITH THE STATES
SEC. 6.
(a) GENERAL.-In carrying out the program authorized by
this Act, the Secretary shall
cooperate to the maximum extent practicable with the States. Such cooperation shall
include consultation with the States concerned before acquiring any land or water, or
interest therein, for the purpose of conserving any endangered species or threatened
species.
(b) MANAGEMENT AGREEMENTS.-The Secretary may enter into
agreements with any
State for the administration and management of any area established for the
conservation of
endangered species or threatened species. Any revenues derived from the administration
of
such areas under these agreements shall be subject to the provisions of section 401 of
the
Act of June 15, 1935 (49 Stat. 383; 16 U.S.C. 715s).
(c)(1)
COOPERATIVE AGREEMENTS.-In furtherance of the purposes of this Act, the
Secretary is authorized to enter into a cooperative agreement in accordance with this
section with any State which establishes and maintains an adequate and active program
for
the conservation of endangered species and threatened species. Within one hundred and
twenty days after the Secretary receives a certified copy of such a proposed State
program,
he shall make a determination whether such program is in accordance with this Act.
Unless he determines, pursuant to this paragraph, that the State program is not in
accordance with this Act, he shall enter into a cooperative agreement with the State
for the
purpose of assisting in implementation of the State program. In order for a State
program
to be deemed an adequate and active program for the conservation of endangered species
and threatened species, the Secretary must find, and annually thereafter reconfirm such
finding, that under the State program-
(A) authority resides in the State agency to conserve
resident species of fish or wildlife
determined by the State agency or the Secretary to be endangered or threatened;
(B) the State agency has established acceptable
conservation programs, consistent with
the purposes and policies of this Act, for all resident species of fish or wildlife in
the State
which are deemed by the Secretary to be endangered or threatened, and has furnished a
copy of such plan and program together with all pertinent details, information, and
data
requested to the Secretary;
(C) the State agency is authorized to conduct
investigations to determine the status and
requirements for survival of resident species of fish and wildlife;
(D) the State agency is authorized to establish programs,
including the acquisition of land
or aquatic habitat or interests therein, for the conservation of resident endangered or
threat-
ened species of fish or wildlife; and
(E) provision is made for public participation in
designating resident species of fish or
wildlife as endangered or threatened, or that under the State program-
(i) the requirements set forth in paragraphs (3), (4), and
(5) of this subsection are
complied with, and
(ii) plans are included under which immediate attention
will be given to those resident
species of fish and wildlife which are determined by the Secretary or the State agency
to be
endangered or threatened and which the Secretary and the State agency agree are most
urgently in need of conservation programs; except that a cooperative agreement entered
into with a State whose program is deemed adequate and active pursuant to clause (i)
and
this clause and this subparagraph shall not affect the applicability of prohibitions
set forth
in or authorized pursuant to section 4(d) or section 9(a)(1) with respect to the taking
of any
resident endangered or threatened species.
(2) In furtherance of the purposes of this Act, the
Secretary is authorized to enter into a
cooperative agreement in accordance with this section with any State which establishes
and
maintains an adequate and active program for the conservation of endangered species and
threatened species of plants. Within one hundred and twenty days after the Secretary
receives a certified copy of such a proposed State program, he shall make a
determination
whether such program is in accordance with this Act. Unless he determines, pursuant to
this paragraph, that the State program is not in accordance with this Act, he shall
enter into
a cooperative agreement with the State for the purpose of assisting in implementation
of the
State program. In order for a State program to be deemed an adequate and active program
for the conservation of endangered species of plants and threatened species of plants,
the
Secretary must find, and annually thereafter reconfirm such finding, that under the
State
program-
(A) authority resides in the State agency to conserve
resident species of plants
determined by the State agency or the Secretary to be endangered or threatened;
(B) the State agency has established acceptable
conservation programs, consistent with
the purposes and policies of this Act, for all resident species of plants in the State
which
are deemed by the Secretary to be endangered or threatened, and has furnished a copy of
such plan and program together with all pertinent details, information, and data
requested
to the Secretary;
(C) the State agency is authorized to conduct
investigations to determine the status and
requirements for survival of resident species of plants; and
(D) provision is made for public participation in
designating resident species of plants as
endangered or threatened; or that under the State program-
(i) the requirements set forth in subparagraphs (C) and
(D) of this paragraph are
complied with, and
(ii) plans are included under which immediate attention
will be given to those resident
species of plants which are determined by the Secretary or the State agency to be
endangered or threatened and which the Secretary and the State agency agree are most
urgently in need of conservation programs; except that a cooperative agreement entered
into with a State whose program is deemed adequate and active pursuant to clause (i)
and
this clause shall not affect the applicability of prohibitions set forth in or
authorized
pursuant to section 4(d) or section 9(a)(1) with respect to the taking of any resident
endangered or threatened species.
(d) ALLOCATION OF FUNDS.-
(1) The Secretary is authorized to provide financial
assistance to any State, through its
respective State agency, which has entered into a cooperative agreement pursuant to
subsection (c) of this section to assist in development of programs for the
conservation of
endangered and threatened species or to assist in monitoring the status of candidate
species
pursuant to subparagraph (C) of section 4(b)(3) and recovered species pursuant to
section
4(g). The Secretary shall allocate each annual appropriation made in accordance with
the
provisions of subsection (i) of this section to such States based on consideration of-
(A) the international commitments of the United States to
protect endangered species or
threatened species;
(B) the readiness of a State to proceed with a
conservation program consistent with the
objectives and purposes of this Act;
(C) the number of endangered species and threatened
species within a State;
(D) the potential for restoring endangered species and
threatened species within a State;
(E) the relative urgency to initiate a program to restore
and protect an endangered
species or threatened species in terms of survival of the species;
(F) the importance of monitoring the status of candidate
species within a State to prevent
a significant risk to the well being of any such species; and
(G) the importance of monitoring the status of recovered
species within a State to assure
that such species do not return to the point at which the measures provided pursuant to
this
Act are again necessary.
So much of the annual appropriation made in accordance with provisions of subsection
(i)
of this section allocated for obligation to any State for any fiscal year as remains
unobligated at the close thereof is authorized to fie made available to that State
until the
close of the succeeding fiscal year. Any amount allocated to any State which is
unobligated at the end of the period during which it is available for expenditure is
authorized to be made available for expenditure by the Secretary in conducting programs
under this section.
(2) Such cooperative agreements shall provide for-
(A) the actions to be taken by the Secretary and the
States;
(B) the benefits that are expected to be derived in
connection with the conservation of
endangered or threatened species;
(C) the estimated cost of these actions; and
(D) the share of such costs to be borne by the Federal
Government and by the States;
except that-
(i) the Federal share of such program costs shall not
exceed 75 percent of the estimated
program cost stated in the agreement; and
(ii) the Federal share may be increased to 90 percent
whenever two or more States
having a common interest in one or more endangered or threatened species, the
conservation of which may be enhanced by cooperation of such States, enter jointly into
agreement with the Secretary.
The Secretary may, in his discretion, and under such rules and regulations as he may
prescribe, advance funds to the State for financing the United States pro rata share
agreed
upon in the cooperative agreement. For the purposes of this section, the non-Federal
share
may, in the discretion of the Secretary, be in the form of money or real property, the
value
of which will be determined by the Secretary whose decision shall be final.
(e) REVIEW OF STATE PROGRAMS.-Any action taken by the
Secretary under this
section shall be subject to his periodic review at no greater than annual intervals.
(f) CONFLICTS BETWEEN FEDERAL AND STATE LAWS.-Any State
law or
regulation which applies with respect to the importation or exportation of, or
interstate or
foreign commerce in, endangered species or threatened species is void to the extent
that it
may effectively
(1) permit what is prohibited by this Act of by any
regulation which implements this Act,
or
(2) prohibit what is authorized pursuant to an exemption
or permit provided for in this
Act or in any regulation which implements this Act. This Act shall not otherwise be
construed to void any State law or regulation which is intended to conserve migratory,
resident, or introduced fish or wildlife, or to permit or prohibit sale of such fish or
wildlife. Any State law or regulation respecting the taking of an endangered species or
threatened species may be more restrictive than the exemptions or permits provided for
in
this Act or in any regulation which implements this Act but not less restrictive than
the
prohibitions so defined.
(g) TRANSITION.-
(1) For purposes of this subsection, the term
"establishment period" means, with respect
to any State, the period beginning on the date of enactment of this Act and ending on
whichever of the following dates first occurs:
(A) the date of the close of the 120-day period following
the adjournment of the first
regular session of the legislature of such State which commences after such date of
enactment, or
(B) the date of the close of the 15 month period following
such date of enactment.
(2) The prohibitions set forth in or authorized pursuant
to sections 4(d) and 9(a)(1)(B) of
this Act shall not apply with respect to the taking of any resident endangered species
or
threatened species (other than species listed in Appendix I to the Convention or
otherwise
specifically covered by any other treaty or Federal law) within any State-
(A) which is then a party to a cooperative agreement with
the Secretary pursuant to
section 6(c) of this Act (except to the extent that the taking of any such species is
contrary
to the law of such State); or
(B) except for any time within the establishment period
when-
(i) the Secretary applies such prohibition to such species
at the request of the State, or
(ii) the Secretary applies such prohibition after he
finds, and publishes his finding, that
an emergency exists posing a significant risk to the well-being of such species and
that the
prohibition must be applied to protect such species. The Secretary's finding and
publication may be made without regard to the public hearing or comment provisions of
section 553 of title 5, United States Code, or any other provision of this Act; but
such
prohibition shall expire 90 days after the date of its imposition unless the Secretary
further
extends such prohibition by publishing notice and a statement of justification of such
extension.
(h) REGULATIONS.-The Secretary is authorized to promulgate
such regulations as may
be appropriate to carry out the provisions of this section relating to financial
assistance to
States.
(i) APPROPRIATIONS.-
(1) To carry out the provisions of this section for fiscal
years after September 30, 1988,
there shall be deposited into a special fund known as the cooperative endangered
species
conservation fund, to be administered by the Secretary, an amount equal to five percent
of
the combined amounts covered each fiscal year into the Federal aid to wildlife
restoration
fund under section 3 of the Act of September 2, 1937, and paid, transferred, or
otherwise
credited each fiscal year to the Sport Fishing Restoration Account established under
1016
of the Act of July 18, 1984.
(2) Amounts deposited into the special fund are authorized
to be appropriated annually
and allocated in accordance with subsection (d) of this section.
INTERAGENCY COOPERATION
SEC. 7.
(a) FEDERAL AGENCY ACTIONS AND CONSULTATIONS.-
(1) The Secretary shall review other programs administered
by him and utilize such
programs in furtherance of the purposes of this Act. All other Federal agencies shall,
in
consultation with and with the assistance of the Secretary, utilize their authorities
in
furtherance of the purposes of this Act by carrying out programs for the conservation
of
endangered species and threatened species listed pursuant to section 4 of this Act.
(2) Each Federal agency shall, in consultation with and
with the assistance of the
Secretary, insure that any action authorized, funded, or carried out by such agency
(hereinafter in this section referred to as an "agency action") is not likely
to jeopardize the
continued existence of any endangered species or threatened species or result in the
destruction or adverse modification of habitat of such species which is determined by
the
Secretary, after consultation as appropriate with affected States, to be critical,
unless such
agency has been granted an exemption for such action by the Committee pursuant to
subsection (h) of this section. In fulfilling the requirements of this paragraph each
agency
shall use the best scientific and commercial data available.
(3) Subject to such guidelines as the Secretary may
establish, a Federal agency shall
consult with the Secretary on any prospective agency action at the request of, and in
cooperation with, the prospective permit or license applicant if the applicant has
reason to
believe that an endangered species or a threatened species may be present in the area
affected by his project and that implementation of such action will likely affect such
species.
(4) Each Federal agency shall confer with the Secretary on
any agency action which is
likely to jeopardize the continued existence of any species proposed to be listed under
section 4 or result in the destruction or adverse modification of critical habitat
proposed to
be designated for such species. This paragraph does not require a limitation on the
commitment of resources as described in subsection (d).
(b) OPINION OF SECRETARY.-
(1)(A) Consultation under
subsection (a)(2) with respect to any agency action shall be
concluded within the 90-day period beginning on the date on which initiated or, subject
to
subparagraph (B), within such other period of time as is mutually agreeable to the
Secretary and the Federal agency;
(B) in the case of an agency action involving a permit or
license applicant, the Secretary
and the Federal agency may not mutually agree to conclude consultation within a period
exceeding 90 days unless the Secretary, before the close of the 90th day referred to in
subparagraph (A)-
(i) if the consultation period proposed to be agreed to
will end before the 150th day
after the date on which consultation was initiated, submits to the applicant a written
statement setting forth-
(I) the reasons why a longer period is required;
(II) the information that is required to complete the
consultation; and
(III) the estimated date on which consultation will be
completed; or
(ii) if the consultation period proposed to be agreed to
will end 150 or more days after
the date on which consultation was initiated, obtains the consent of the applicant to
such
period. The Secretary and the Federal agency may mutually agree to extend a
consultation
period established under the preceding sentence if the Secretary, before the close of
such
period, obtains the consent of the applicant to the extension.
(2) Consultation under subsection (a)(3) shall be
concluded within such period as is
agreeable to the Secretary, the Federal agency, and the applicant concerned.
(3)(A) Promptly after
conclusion of consultation under paragraph (2) or (3) of subsection
(a), the Secretary shall provide to the Federal agency and the applicant, if any, a
written
statement setting forth the Secretary's opinion, and a summary of the information on
which
the opinion is based, detailing how the agency action affects the species or its
critical
habitat. If jeopardy or adverse modification is found, the Secretary shall suggest
those
reasonable and prudent alternatives which he believes would not violate subsection
(a)(2)
and can be taken by the Federal agency or applicant in implementing the agency action.
(B) Consultation under subsection (a)(3), and an opinion
based by the Secretary incident
to such consultation, regarding an agency action shall be treated respectively as a
consultation under subsection (a)(2), and as an opinion issued after consultation under
such
subsection, regarding that action if the Secretary reviews the action before it is
commenced
by the Federal agency and finds, and notifies such agency, that no significant changes
have
been made with respect to the action and that no significant change has occurred
regarding
the information used during the initial consultation.
(4) If after consultation under subsection (a)(2) of this
section, the Secretary concludes that-
(A) the agency action will not violate such subsection, or
offers reasonable and prudent
alternatives which the Secretary believes would not violate such subsection;
(B) the taking of an endangered species or a threatened
species incidental to the agency
action will not violate such subsection; and
(C) if an endangered species or threatened species of a
marine mammal is involved, the
taking is authorized pursuant to section 1371(a)(5) of this title; the Secretary shall
provide
the Federal agency and the applicant concerned, if any, with a written statement that-
(i) specifies the impact of such incidental taking on the
species,
(ii) specifies those reasonable and prudent measures that
the Secretary considers
necessary or appropriate to minimize such impact,
(iii) in the case of marine mammals, specifies those
measures that are necessary to
comply with section 1371(a)(5) of this title with regard to such taking, and
(iv) sets forth the terms and conditions (including, but
not limited to, reporting
requirements) that must be complied with by the Federal agency or applicant (if any),
or
both, to implement the measures specified under clauses (ii) and (iii).
(c) BIOLOGICAL ASSESSMENT.-
(1) To facilitate compliance with the requirements of
subsection (a)(2) each Federal
agency shall, with respect to any agency action of such agency for which no contract
for
construction has been entered into and for which no construction has begun on the date
of
enactment of the Endangered Species Act Amendments of 1978, request of the Secretary
information whether any species which is listed or proposed to be listed may be present
in
the area of such proposed action. If the Secretary advises, based on the best
scientific and
commercial data available, that such species may be present, such agency shall conduct
a
biological assessment for the purpose of identifying any endangered species or
threatened
species which is likely to be affected by such action. Such assessment shall be
completed
within 180 days after the date on which initiated (or within such other period as is
mutually
agreed to by the Secretary and such agency, except that if a permit or license
applicant is
involved, the 180-day period may not be extended unless such agency provides the
applicant, before the close of such period, with a written statement setting forth the
esti-
mated length of the proposed extension and the reasons therefor) and, before any
contract
for construction is entered into and before construction is begun with respect to such
action. Such assessment may be undertaken as part of a Federal agency's compliance with
the requirements of section 102 of the National Environmental Policy Act of 1969 (42
U.S.C. 4332).
(2) Any person who may wish to apply for an exemption
under subsection (g) of this
section for that action may conduct a biological assessment to identify any endangered
species or threatened species which is likely to be affected by such action. Any such
bio-
logical assessment must, however, be conducted in cooperation with the Secretary and
under the supervision of the appropriate Federal agency.
(d) LIMITATION ON COMMITMENT OF RESOURCES.-After
initiation of
consultation required under subsection (a)(2), the Federal agency and the permit or
license
applicant shall not make any irreversible or irretrievable commitment of resources with
respect to the agency action which has the effect of foreclosing the formulation or
implementation of any reasonable and prudent alternative measures which would not
violate
subsection (a)(2).
(e)(1)
ESTABLISHMENT OF COMMITTEE.-There is established a committee to be
known as the Endangered Species Committee (hereinafter in this section referred to as
the
"Committee").
(2) The Committee shall review any application submitted
to it pursuant to this section
and determine in accordance with subsection (h) of this section whether or not to grant
an
exemption from the requirements of subsection (a)(2) of this action for the action set
forth
in such application.
(3) The Committee shall be composed of seven members as
follows:
(A) The Secretary of Agriculture.
(B) The Secretary of the Army.
(C) The Chairman of the Council of Economic Advisors.
(D) The Administrator of the Environmental Protection
Agency. Agency.
(E) The Secretary of the Interior.
(F) The Administrator of the National Oceanic and
Atmospheric Administration.
(G) The President, after consideration of any
recommendations received pursuant to
subsection (g)(2)(B) shall appoint one individual from each affected State, as
determined by
the Secretary, to be a member of the Committee for the consideration of the application
for
exemption for an agency action with respect to which such recommendations are made, not
later than 30 days after an application is submitted pursuant to this section.
(4)(A) Members of the
Committee shall receive no additional pay on account of their
service on the Committee.
(B) While away from their homes or regular places of
business in the performance of
services for the Committee, members of the Committee shall be allowed travel expenses,
including per diem in lieu of subsistence, in the same manner as persons employed
inter-
mittently in the Government service are allowed expenses under section 5703 of title 5
of
the United States Code.
(5)(A) Five members of the
Committee or their representatives shall constitute a quorum
for the transaction of any function of the Committee, except that, in no case shall any
representative be considered in determining the existence of a quorum for the
transaction of
any function of the Committee if that function involves a vote by the Committee on any
matter before the Committee.
(B) The Secretary of the Interior shall be the Chairman of
the Committee.
(C) The Committee shall meet at the call of the Chairman
or five of its members.
(D) All meetings and records of the Committee shall be
open to the public.
(6) Upon request of the Committee, the head of any Federal
agency is authorized to
detail, on a nonreimbursable basis, any of the personnel of such agency to the
Committee
to assist it in carrying out its duties under this section.
(7)(A) The Committee may for
the purpose of carrying out its duties under this section
hold such hearings, sit and act at such times and places, take such testimony, and
receive
such evidence,
as the Committee deems advisable.
(B) When so authorized by the Committee, any member or
agent of the Committee may
take any action which the Committee is authorized to take by this paragraph.
(C) Subject to the Privacy Act, the Committee may secure
directly from any Federal
agency information necessary to enable it to carry out its duties under this section.
Upon
request of the Chairman of the Committee, the head of such Federal agency shall furnish
such information to the Committee.
(D) The Committee may use the United States mails in the
same manner and upon the
same conditions as a Federal agency.
(E) The Administrator of General Services shall provide to
the Committee on a
reimbursable basis such administrative support services as the Committee may request.
(8) In carrying out its duties under this section, the
Committee may promulgate and
amend such rules, regulations, and procedures, and issue and amend such orders as it
deems necessary.
(9) For the purpose of obtaining information necessary for
the consideration of an
application for an exemption under this section the Committee may issue subpoenas for
the
attendance and testimony of witnesses and the production of relevant papers, books, and
documents.
(10) In no case shall any representative, including a
representative of a member
designated pursuant to paragraph (3)(G) of this subsection, be eligible to cast a vote
on
behalf of any member.
(f) REGULATIONS.-Not later than 90 days after the date of
enactment of the Endangered
Species Act Amendments of 1978, the Secretary shall promulgate regulations which set
forth the form and manner in which applications for exemption shall be submitted to the
Secretary and the information to be contained in such applications. Such regulations
shall
require that information submitted in an application by the head of any Federal agency
with
respect to any agency action include but not be limited to-
(1) a description of the consultation process carried out
pursuant to subsection (a)(2) of
this section between the head of the Federal agency and the Secretary; and
(2) a statement describing why such action cannot be
altered or modified to conform with
the requirements of subsection (a)(2) of this section.
(g) APPLICATION FOR EXEMPTION AND REPORT TO THE COMMITTEE.-
(1) A Federal agency, the Governor of the State in which
an agency action will occur, if
any, or a permit or license applicant may apply to the Secretary for an exemption for
an
agency action of such agency if, after consultation under subsection (a)(2), the
Secretary's
opinion under subsection (b) indicates that the agency action would violate subsection
(a)(2). An application for an exemption shall be considered initially by the Secretary
in the
manner provided for in this subsection, and shall be considered by the Committee for a
final determination under subsection (h) after a report is made pursuant to paragraph
(5).
The applicant for an exemption shall be referred to as the "exemption
applicant" in this
section.
(2)(A) An exemption applicant
shall submit a written application to the Secretary, in a
form prescribed under subsection (f), not later than 90 days after the completion of
the
consultation process; except that, in the case of any agency action involving a permit
or
license applicant, such application shall be submitted not later than 90 days after the
date
on which the Federal agency concerned takes final agency action with respect to the
issuance of the permit or license. For purposes of the preceding sentence, the term
"final
agency action" means (i) a disposition by an agency with respect to the issuance
of a permit
or license that is subject to administrative review, whether or not such disposition is
subject
to judicial review; or (ii) if administrative review is sought with respect to such
disposition,
the decision resulting after such review. Such application shall set forth the reasons
why
the exemption applicant considers that the agency action meets the requirements for an
exemption under this subsection.
(B) Upon receipt of an application for exemption for an
agency action under paragraph
(1), the Secretary shall promptly
(i) notify the Governor of each affected State, if any, as
determined by the Secretary,
and request the Governors so notified to recommend individuals to be appointed to the
Endangered Species Committee for consideration of such application; and
(ii) publish notice of receipt of the application in the
Federal Register, including a
summary of the information contained in the application and a description of the agency
action with respect to which the application for exemption has been filed.
(3) The Secretary shall within 20 days after the receipt
of an application for exemption,
or within such other period of time as is mutually agreeable to the exemption applicant
and
the Secretary
(A) determine that the Federal agency concerned and the
exemption applicant have-
(i) carried out the consultation responsibilities
described in subsection (a) in good faith
and made a reasonable and responsible effort to develop and fairly consider
modifications
or reasonable and prudent alternatives to the proposed agency action which would not
violate subsection (a)(2);
(ii) conducted any biological assessment required by
subsection (c); and
(iii) to the extent determinable within the time provided
herein, refrained from making
any irreversible or irretrievable commitment of resources prohibited by subsection (d);
or
(B) deny the application for exemption because the Federal
agency concerned or the
exemption applicant have not met the requirements set forth in subparagraph (A) (i),
(ii),
and (iii).
The denial of an application under subparagraph (B) shall be considered final agency
action
for purposes of chapter 7 of title 5, United States Code.
(4) If the Secretary determines that the Federal agency
concerned and the exemption
applicant have met the requirements set forth in paragraph (3)(A) (i), (ii) and (iii)
he shall,
in consultation with the Members of the Committee, hold a hearing on the application
for
exemption in accordance with sections 554, 555, and 556 (other than subsection (b) (1)
and
(2) thereof) of title 5, United States Code, and prepare the report to be submitted
pursuant
to paragraph (5).
(5) Within 140 days after making the determinations under
paragraph (3) or within such
other period of time as is mutually agreeable to the exemption applicant and the
Secretary,
the Secretary shall submit to the Committee a report discussing-
(A) the availability of reasonable and prudent
alternatives to the agency action, and the
nature and extent of the benefits of the agency action and of alternative courses of
action
consistent with conserving the species of the critical habitat;
(B) a summary of the evidence concerning whether or not
the agency action is in the
public interest and is of national or regional significance;
(C) appropriate reasonable mitigation and enhancement
measures which should be
considered by the Committee; and
(D) whether the Federal agency concerned and the exemption
applicant refrained from
making any irreversible or irretrievable commitment of resources prohibited by
subsection
(d).
(6) To the extent practicable within the time required for
action under subsection (g) of
this section, and except to the extent inconsistent with the requirements of this
section, the
consideration of any application for an exemption under this section and the conduct of
any
hearing under this subsection shall be in accordance with sections 554, 555, and 556
(other
than subsection (b)(3) of section 556) of title 5, United States Code.
(7) Upon request of the Secretary, the head of any Federal
agency is authorized to detail,
on a nonreimbursable basis, any of the personnel of such agency to the Secretary to
assist
him in carrying out his duties under this section.
(8) All meetings and records resulting from activities
pursuant to this subsection shall be
open to the public.
(h) EXEMPTION.-
(1) The Committee shall make a final determination whether
or not to grant an exemption
within 30 days after receiving the report of the Secretary pursuant to subsection
(g)(5).
The Committee shall grant an exemption from the requirements of subsection (a)(2) for
an
agency action if, by a vote of not less than five of its members voting in person-
(A) it determines on the record, based on the report of
the Secretary, the record of the
hearing held under subsection (g)(4), and on such other testimony or evidence as it may
receive, that-
(i) there are no reasonable and prudent alternatives to
the agency action;
(ii) the benefits of such action clearly outweigh the
benefits of alternative courses of
action consistent with conserving the species or its critical habitat, and such action
is in the
public interest;
(iii) the action is of regional or national significance;
and
(iv) neither the Federal agency concerned nor the
exemption applicant made any
irreversible or irretrievable commitment of resources prohibited by subsection (d); and
(B) it establishes such reasonable mitigation and
enhancement measures, including, but
not limited to, live propagation, transplantation, and habitat acquisition and
improvement,
as are necessary and appropriate to minimize the adverse effects of the agency action
upon
the endangered species, threatened species, or critical habitat concerned.
Any final determination by Committee under this subsection shall be considered final
agency action for purposes of chapter 7 of
title 5 of the United States Code.
(2)(A) Except as provided in
subparagraph (B), an exemption for an agency action
granted under paragraph (1) shall constitute a permanent exemption with respect to all
endangered or threatened species for the purposes of completing such agency action-
(i) regardless whether the species was identified in the
biological assessment; and
(ii) only if a biological assessment has been conducted
under subsection (c) with respect
to such agency action.
(B) An exemption shall be permanent under subparagraph (A)
unless-
(i) the Secretary finds, based on the best scientific and
commercial data available, that
such exemption would result in the extinction of a species that was not the subject of
consultation under subsection (a)(2) or was not identified in any biological assessment
conducted under subsection (c), and
(ii) the Committee determines within 60 days after the
date of the Secretary's finding
that the exemption should not be permanent.
If the Secretary makes a finding described in clause (i), the Committee shall meet with
respect to the matter within 30 days after the date of the finding.
(i) REVIEW BY SECRETARY OF STATE.-Notwithstanding any
other provision of this
Act, the Committee shall be prohibited from considering for exemption any application
made to it, if the Secretary of State, after a review of the proposed agency action and
its
potential implications, and after hearing, certifies, in writing, to the Committee
within 60
days of any application made under this section that the granting of any such exemption
and the carrying out of such action would be in violation of an international treaty
obli-
gation or other international obligation of the United States. The Secretary of State
shall,
at the time of such certification, publish a copy thereof in the Federal Register.
(j) Notwithstanding any other provision of this Act, the
Committee shall grant an
exemption for any agency action if the Secretary of Defense finds that such exemption
is
necessary for reasons of national security.
(k) SPECIAL PROVISIONS.-An exemption decision by the
Committee under this section
shall not be a major Federal action for purposes of the National Environmental Policy
Act
of 1969 (42 U.S.C. 4321 et seq.): Provided, That an environmental impact statement
which
discusses the impacts upon endangered species or threatened species or their critical
habitats shall have been previously prepared with respect to any agency action exempted
by
such order.
(l) COMMITTEE ORDERS.-
(1) If the Committee determines under subsection (h) that
an exemption should be granted
with respect to any agency action, the Committee shall issue an order granting the
exemption and specifying the mitigation and enhancement measures established pursuant
to
subsection (h) which shall be carried out and paid for by the exemption applicant in
implementing the agency action. All necessary mitigation and enhancement measures shall
be authorized prior to the implementing of the agency action and funded concurrently
with
all other project features.
(2) The applicant receiving such exemption shall include
the costs of such mitigation and
enhancement measures within the overall costs of continuing the proposed action.
Notwithstanding the preceding sentence the costs of such measures shall not be treated
as
project costs for the purpose of computing benefit-cost or other ratios for the
proposed
action. Any applicant may request the Secretary to carry out such mitigation and
enhancement measures. The costs incurred by the Secretary in carrying out any such
measures shall be paid by the applicant receiving the exemption. No later than one year
after the granting of an exemption, the exemption applicant shall submit to the Council
on
Environmental Quality a report describing its compliance with the mitigation and en-
hancement measures prescribed by this section. Such report shall be submitted annually
until all such mitigation and enhancement measures have been completed. Notice of the
public availability of such reports shall be published in the Federal Register by the
Council
on Environmental Quality.
(m) NOTICE.-The 60-day notice requirement of section 11(g)
of this Act shall not apply
with respect to review of any final determination of the Committee under subsection (h)
of
this section granting an exemption from the requirements of subsection (a)(2) of this
section.
(n) JUDICIAL REVIEW.-Any person, as defined by section
3(13) of this Act, may
obtain judicial review, under chapter 7 of title 5 of the United States Code, of any
decision
of the Endangered Species Committee under subsection (h) in the United States Court of
Appeals for
(1) any circuit wherein the agency action concerned will
be, or is being, carried out, or
(2) in any case in which the agency action will be, or is
being, carried out outside of any
circuit, the District of Columbia, by filing in such court within 90 days after the
date of
issuance of the decision, a written petition for review. A copy of such petition shall
be
transmitted by the clerk of the court to the Committee and the Committee shall file in
the
court the record in the proceeding, as provided in section 2112, of title 28, United
States
Code. Attorneys designated by the Endangered Species Committee may appear for, and
represent the Committee in any action for review under this subsection.
(o) EXEMPTION AS PROVIDING EXCEPTION ON TAKING OF ENDANGERED
SPECIES.-Notwithstanding sections 1533(d) and
1538(a)(1)(B) and (C) of this title,
sections 1371 and 1372 of this title, or any regulation promulgated to implement any
such
section-
(1) any action for which an exemption is granted under
subsection (h) of this section shall
not be considered to be a taking of any endangered species or threatened species with
respect to any activity which is necessary to carry out such action; and
(2) any taking that is in compliance with the terms and
conditions specified in a written
statement provided under subsection (b)(4)(iv) of this section shall not be considered
to be
a prohibited taking of the species concerned.
(p) EXEMPTIONS IN PRESIDENTIALLY DECLARED DISASTER AREAS.- In
any
area which has been declared by the President to be a major disaster area under the
Disaster Relief Act of 1974, the President is authorized to make the determinations
required by subsections (g) and (h) of this section for any project for the repair or
replacement of a public facility substantially as it existed prior to the disaster
under section
401 or 402 of the Disaster Relief Act of 1974, and which the President determines
(1) is necessary to prevent the recurrence of such a
natural disaster and to reduce the
potential loss of human life, and
(2) to involve an emergency situation which does not allow
the ordinary procedures of
this section to be followed. Notwithstanding any other provision of this section, the
Committee shall accept the determinations of the President under this subsection.
INTERNATIONAL COOPERATION
SEC. 8.
(a) FINANCIAL ASSISTANCE.-As a demonstration of the
commitment of the United
States to the worldwide protection of endangered species and threatened species, the
President may, subject to the provisions of section 1415 of the Supplemental
Appropriation
Act, 1953 (31 U.S.C. 724), use foreign currencies accruing to the United States
Government under the Agricultural Trade Development and Assistance Act of 1954 or any
other law to provide to any foreign country (with its consent) assistance in the
development
and management of programs in that country which the Secretary determines to be
necessary or useful for the conservation of any endangered species or threatened
species
listed by the Secretary pursuant to section 4 of this Act. The President shall provide
assistance (which includes, but is not limited to, the acquisition, by lease or
otherwise, of
lands, waters, or interests therein) to foreign countries under this section under such
terms
and conditions as he deems appropriate. Whenever foreign currencies are available for
the
provision of assistance under this section, such currencies shall be used in preference
to
funds appropriated under the authority of section 15 of this Act.
(b) ENCOURAGEMENT OF FOREIGN PROGRAMS.-In order to carry
out further the
provisions of this Act, the Secretary, through the Secretary of State shall encourage-
(1) foreign countries to provide for the conservation of
fish or wildlife and plants
including endangered species and threatened species listed pursuant to section 4 of
this Act;
(2) the entering into of bilateral or multilateral
agreements with foreign countries to
provide for such conservation; and
(3) foreign persons who directly or indirectly take fish
or wildlife or plants in foreign
countries or on the high seas for importation into the United States for commercial or
other
purposes to develop and carry out with such assistance as he may provide, conservation
practices designed to enhance such fish or wildlife or plants and their habitat.
(c) PERSONNEL.-After consultation with the Secretary of
State, the Secretary may-
(1) assign or otherwise make available any officer or
employee of his department for the
purpose of cooperating with foreign countries and international organizations in
developing
personnel resources and programs which promote the conservation of fish or wildlife or
plants, and
(2) conduct or provide financial assistance for the
educational training of foreign
personnel, in this country or abroad, in fish, wildlife, or plant management, research
and
law enforcement and to render professional assistance abroad in such matters.
(d) INVESTIGATIONS.-After consultation with the Secretary
of State and the Secretary
of the Treasury, as appropriate, the Secretary may conduct or cause to be conducted
such
law enforcement investigations and research abroad as he deems necessary to carry out
the
purposes of this Act.
CONVENTION IMPLEMENTATION
SEC. 8A.
(a) MANAGEMENT AUTHORITY AND SCIENTIFIC AUTHORITY.-The
Secretary
of the Interior (hereinafter in this section referred to as the "Secretary")
is designated as the
Management Authority and the Scientific Authority for purposes of the Convention and
the
respective functions of each such Authority shall be carried out through the United
States
Fish and Wildlife Service.
(b) MANAGEMENT AUTHORITY FUNCTIONS.-The Secretary shall do
all things
necessary and appropriate to carry out the functions of the Management Authority under
the Convention.
(c) SCIENTIFIC AUTHORITY FUNCTIONS.-
(1) The Secretary shall do all things necessary and
appropriate to carry out the functions
of the Scientific Authority under the Convention.
(2) The Secretary shall base the determinations and advice
given by him under Article IV
of the Convention with respect to wildlife upon the best available biological
information
derived from professionally accepted wildlife management practices; but is not required
to
make, or require any State to make, estimates of population size in making such
determinations or giving such advice.
(d) RESERVATIONS BY THE UNITED STATES UNDER CONVENTION.-
If the
United States votes against including any species in Appendix I or II of the Convention
and
does not enter a reservation pursuant to paragraph (3) of Article XV of the Convention
with respect to that species, the Secretary of State, before the 90th day after the
last day on
which such a reservation could be entered, shall submit to the Committee on Merchant
Marine and Fisheries of the House of Representatives, and to the Committee on the
Environment and Public Works of the Senate, a written report setting forth the reasons
why
such a reservation was not entered.
(e) WILDLIFE PRESERVATION IN WESTERN HEMISPHERE.-
(1) The Secretary of the Interior (hereinafter in this
subsection referred to as the
"Secretary"), in cooperation with the Secretary of State, shall act on behalf
of, and
represent, the United States in all regards as required by the Convention on Nature
Protection and Wildlife Preservation in the Western Hemisphere (56 Stat. 1354, T.S.
982,
hereinafter in this subsection referred to as the "Western Convention"). In
the discharge of
these responsibilities, the Secretary and the Secretary of State shall consult with the
Secretary of Agriculture, the Secretary of Commerce, and the heads of other agencies
with
respect to matters relating to or affecting their areas of responsibility.
(2) The Secretary and the Secretary of State shall, in
cooperation with the contracting
parties to the Western Convention and, to the extent feasible and appropriate, with the
participation of State agencies, take such steps as are necessary to implement the
Western
Convention. Such steps shall include, but not be limited to
(A) cooperation with contracting parties and international
organizations for the purpose
of developing personnel resources and programs that will facilitate implementation of
the
Western Convention;
(B) identification of those species of birds that migrate
between the United States and
other contracting parties, and the habitats upon which those species depend, and the
implementation of cooperative measures to ensure that such species will not become
endangered or threatened; and
(C) identification of measures that are necessary and
appropriate to implement those
provisions of the Western Convention which address the protection of wild plants.
(3) No later than September 30, 1985, the Secretary and
the Secretary of State shall
submit a report to Congress describing those steps taken in accordance with the
requirements of this subsection and identifying the principal remaining actions yet
necessary for comprehensive and effective implementation of the Western Convention.
(4) The provisions of this subsection shall not be
construed as affecting the authority,
jurisdiction, or responsibility of the several States to manage, control, or regulate
resident
fish or wildlife under State law or regulations.
PROHIBITED ACTS
SEC. 9.
(a) GENERAL.-
(1) Except as provided in sections 6(g)(2) and 10 of this
Act, with respect to any
endangered species of fish or wildlife listed pursuant to section 4 of this Act it is
unlawful
for any person subject to the jurisdiction of the United States to-
(A) import any such species into, or export any such
species from the United States;
(B) take any such species within the United States or the
territorial sea of the United
States;
(C) take any such species upon the high seas;
(D) possess, sell, deliver, carry, transport, or ship, by
any means whatsoever, any such
species taken in violation of subparagraphs (B) and (C);
(E) deliver, receive, carry, transport, or ship in
interstate or foreign commerce, by any
means whatsoever and in the course of a commercial activity, any such species;
(F) sell or offer for sale in interstate or foreign
commerce any such species; or
(G) violate any regulation pertaining to such species or
to any threatened species of fish
or wildlife listed pursuant to section 4 of this Act and promulgated by the Secretary
pursuant to authority provided by this Act.
(2) Except as provided in sections 6(g)(2) and 10 of this
Act, with respect to any
endangered species of plants listed pursuant to section 4 of this Act, it is unlawful
for any
person subject to the jurisdiction of the United States to-
(A) import any such species into, or export any such
species from, the United States;
(B) remove and reduce to possession any such species from
areas under Federal
jurisdiction; maliciously damage or destroy any such species on any such area; or
remove,
cut, dig up, or damage or destroy any such species on any other area in knowing
violation
of any law or regulation of any state or in the course of any violation of a state
criminal
trespass law;
(C) deliver, receive, carry, transport, or ship in
interstate or foreign commerce, by any
means whatsoever and in the course of a commercial activity, any such species;
(D) sell or offer for sale in interstate or foreign
commerce any such species; or
(E) violate any regulation pertaining to such species or
to any threatened species of
plants listed pursuant to section 4 of this Act and promulgated by the Secretary
pursuant to
authority provided by this Act.
(b)(1)
SPECIES HELD IN CAPTIVITY OR CONTROLLED ENVIRONMENT. - The
provisions of subsections (a)(1)(A) and (a)(1)(G) of this section shall not apply to
any fish
or wildlife which was held in captivity or in a controlled environment on
(A) December 28, 1973, or
(B) the date of the publication in the Federal Register of
a final regulation adding such
fish or wildlife species to any list published pursuant to subsection (c) of section 4
of this
Act: Provided, That such holding and any subsequent holding or use of the fish or
wildlife
was not in the course of a commercial activity. With respect to any act prohibited by
subsections (a)(1)(A) and (a)(1)(G) of this section which occurs after a period of 180
days
from
(i) December 28, 1973, or
(ii) the date of publication in the Federal Register of a
final regulation adding such fish
or wildlife species to any list published pursuant to subsection (c) of section 4 of
this Act,
there shall be a rebuttable presumption that the fish or wildlife involved in such act
is not
entitled to the exemption contained in this subsection.
(2)(A) The provisions of
subsections (a)(1) shall not apply to-
(i) any raptor legally held in captivity or in a
controlled environment on the effective
date of the Endangered Species Act Amendments of 1978; or
(ii) any progeny of any raptor described in clause (i);
until such time as any such
raptor or progeny is intentionally returned to a wild state.
(B) Any person holding any raptor or progeny described in
subparagraph (A) must be
able to demonstrate that the raptor or progeny does, in fact, qualify under the
provisions of
this paragraph, and shall maintain and submit to the Secretary, on request, such
inventories, documentation, and records as the Secretary may by regulation require as
being reasonably appropriate to carry out the purposes of this paragraph. Such
requirements shall not unnecessarily duplicate the requirements of other rules and
regulations promulgated by the Secretary.
(c) VIOLATION OF CONVENTION.-
(1) It is unlawful for any person subject to the
jurisdiction of the United States to engage
in any trade in any specimens contrary to the provisions of the Convention, or to
possess
any specimens traded contrary to the provisions of the Convention, including the
definitions
of terms in article I thereof
(2) Any importation into the United States of fish or
wildlife shall, if-
(A) such fish or wildlife is not an endangered species
listed pursuant to section 4 of this
Act but is listed in Appendix II of the Convention;
(B) the taking and exportation of such fish or wildlife is
not contrary to the provisions of
the Convention and all other applicable requirements of the Convention have been
satisfied;
(C) the applicable requirements of subsections (d), (e),
and (f) of this section have been
satisfied; and
(D) such importation is not made in the course of a
commercial activity; be presumed to
be an importation not in violation of any provision of this Act or any regulation
issued
pursuant to this Act.
(d) IMPORTS AND EXPORTS.-
(1) IN GENERAL.-It is unlawful for any person, without
first having obtained permission
from the Secretary, to engage in business-
(A) as an importer or exporter of fish or wildlife (other
than shellfish and fishery
products which
(i) are not listed pursuant to section 4 of this Act as
endangered species or threatened
species, and
(ii) are imported for purposes of human or animal
consumption or taken in waters
under the jurisdiction of the United States or on the high seas for recreational
purposes) or
plants; or
(B) as an importer or exporter of any amount of raw or
worked African elephant ivory.
(2) REQUIREMENTS.-Any person required to obtain permission
under paragraph (1) of
this subsection shall-
(A) keep such records as will fully and correctly disclose
each importation or exportation
of fish, wildlife, plants, or African elephant ivory made by him and the subsequent
disposition made by him with respect to such fish, wildlife, plants, or ivory;
(B) at all reasonable times upon notice by a duly
authorized representative of the
Secretary, afford such representative access to his place of business, an opportunity
to ex-
amine his inventory of imported fish, wildlife, plants, or African elephant ivory and
the
records required to be kept under subparagraph (A) of this paragraph, and to copy such
records; and
(C) file such reports as the Secretary may require.
(3) REGULATIONS.-The Secretary shall prescribe such
regulations as are necessary and
appropriate to carry out the purposes of this subsection.
(4) RESTRICTION ON CONSIDERATION OF VALUE OR AMOUNT OF
AFRICAN
ELEPHANT IVORY IMPORTED OR EXPORTED.-In granting permission under this
subsection for importation or exportation of African elephant ivory, the Secretary
shall not
vary the requirements for obtaining such permission on the basis of the value or amount
of
ivory imported or exported under such permission.
(e) REPORTS.-It is unlawful for any person importing or
exporting fish or wildlife (other
than shellfish and fishery products) which
(1) are not listed pursuant to section 4 of this Act as
endangered or threatened species,
and
(2) are imported for purposes of human or animal
consumption or taken in waters under
the jurisdiction of the United States or on the high seas for recreational purposes) or
plants
to fail to file any declaration or report as the Secretary deems necessary to
facilitate
enforcement of this Act or to meet the obligations of the Convention.
(f) DESIGNATION OF PORTS.-
(1) It is unlawful for any person subject to the
jurisdiction of the United States to import
into or export from the United States any fish or wildlife (other than shellfish and
fishery
products which
(A) are not listed pursuant to section 4 of this Act as
endangered species or threatened
species, and
(B) are imported for purposes of human or animal
consumption or taken in waters under
the jurisdiction of the United States or on the high seas for recreational purposes) or
plants,
except at a port or ports designated by the Secretary of the Interior. For the purposes
of
facilitating enforcement of this Act and reducing the costs thereof, the Secretary of
the
Interior, with approval of the Secretary of the Treasury and after notice and
opportunity for
public hearing, may, by regulation, designate ports and change such designations. The
Secretary of the Interior, under such terms and conditions as he may prescribe, may
permit
the importation or exportation at nondesignated ports in the interest of the health or
safety
of the fish or wildlife or plants, or for other reasons if, in his discretion, he deems
it
appropriate and consistent with the purpose of this subsection.
(2) Any port designated by the Secretary of the Interior
under the authority of section
4(d) of the Act of December 5, 1969 (16 U.S.C. 666cc 4(d), shall, if such designation
is in
effect on the day before the date of the enactment of this Act, be deemed to be a port
designated by the Secretary under paragraph (1) of this subsection until such time as
the
Secretary otherwise provides.
(g) VIOLATIONS.-It is Unlawful for any person subject to
the jurisdiction of the United
States to attempt to commit, solicit another to commit, or cause to be committed, any
offense defined in this section.
EXCEPTIONS
SEC. 10.
(a) PERMITS.-
(1) The Secretary may permit, under such terms and
conditions as he shall prescribe-
(A) any act otherwise prohibited by section 9 for
scientific purposes or to enhance the
propagation or survival of the affected species, including, but not limited to, acts
necessary
for the establishment and maintenance of experimental populations pursuant subsection
(j);
or
(B) any taking otherwise prohibited by section 9(a)(1)(B)
if such taking is incidental to,
and not the purpose of, the carrying out of an otherwise lawful activity.
(2)(A) No permit may be
issued by the Secretary authorizing any taking referred to in
paragraph (1)(B) unless the applicant therefor submits to the Secretary a conservation
plan
that specifies-
(i) the impact which will likely result from such taking;
(ii) what steps the applicant will take to minimize and
mitigate such impacts, and the
funding that will be available to implement such steps;
(iii) what alternative actions to such taking the
applicant considered and the reasons
why such alternatives are not being utilized; and
(iv) such other measures that the Secretary may require as
being necessary or
appropriate for purposes of the plan.
(B) If the Secretary finds, after opportunity for public
comment, with respect to a permit
application and the related conservation plan that-
(i) the taking will be incidental;
(ii) the applicant will, to the maximum extent
practicable, minimize and mitigate the
impacts of such taking;
(iii) the applicant will ensure that adequate funding for
the plan will be provided;
(iv) the taking will not appreciably reduce the likelihood
of the survival and recovery
of the species in the wild; and
(v) the measures, if any, required under subparagraph
(A)(iv) will be met; and he has
received such other assurances as he may require that the plan will be implemented, the
Secretary shall issue the permit. The permit shall contain such terms and conditions as
the
Secretary deems necessary or appropriate to carry out the purposes of this paragraph,
including, but not limited to, such reporting requirements as the Secretary deems
necessary
for determining whether such terms and conditions are being complied with.
(C) The Secretary shall revoke a permit issued under this
paragraph if he finds that the
permittee is not complying with the terms and conditions of the permit.
(b) HARDSHIP EXEMPTIONS.-
(1) If any person enters into a contract with respect to a
species of fish or wildlife or
plant before the date of the publication in the Federal Register of notice of
consideration of
that species as an endangered species and the subsequent listing of that species as an
endangered species pursuant to section 4 of this Act will cause undue hardship to such
person under the contract, the Secretary, in order to minimize such hardship, may
exempt
such person from the application of section 9(a) of this Act to the extent the
Secretary
deems appropriate if such person applies to him for such exemption and includes with
such
application such information as the Secretary may require to prove such hardship;
except
that (A) no such exemption shall be for a duration of more than one year from the date
of
publication in the Federal Register of notice of consideration of the species
concerned, or
shall apply to a quantity of fish or wildlife or plants in excess of that specified by
the
Secretary; (B) the one-year period for those species of fish or wildlife listed by the
Secretary as endangered prior to the effective date of this Act shall expire in
accordance
with the terms of section 3 of the Act of December 5, 1969 (83 Stat. 275); and (C) no
such
exemption may be granted for the importation or exportation of a specimen listed in
Appendix I of the Convention which is to be used in a commercial activity.
(2) As used in this subsection, the term "undue
economic hardship" shall include, but not
be limited to:
(A) substantial economic loss resulting from inability
caused by this Act to perform
contracts with respect to species of fish and wildlife entered into prior to the date
of
publication in the Federal Register of a notice of consideration of such species as an
endangered species;
(B) substantial economic loss to persons who, for the year
prior to the notice of
consideration of such species as an endangered species, derived a substantial portion
of
their income from the lawful taking of any listed species, which taking would be made
unlawful under this Act; or
(C) curtailment of subsistence taking made unlawful under
this Act by persons
(i) not reasonably able to secure other sources of
subsistence; and
(ii) dependent to a substantial extent upon hunting and
fishing for subsistence; and
(iii) who must engage in such curtailed taking for
subsistence purposes.
(3) The Secretary may make further requirements for a
showing of undue economic
hardship as he deems fit. Exceptions granted under this section may be limited by the
Secretary in his discretion as to time, area, or other factor of applicability.
(c) NOTICE AND REVIEW.-The Secretary shall publish notice
in the Federal Register
of each application for an exemption or permit which is made under this section. Each
notice shall invite the submission from interested parties, within thirty days after
the date of
the notice, of written data, views, or arguments with respect to the application;
except that
such thirty-day period may be waived by the Secretary in an emergency situation where
the
health or life of an endangered animal is threatened and no reasonable alternative is
available to the applicant, but notice of any such waiver shall be published by the
Secretary
in the Federal Register within ten days following the issuance of the exemption or
permit.
Information received by the Secretary as part of any application shall be available to
the
public as a matter of public record at every stage of the proceeding.
(d) PERMIT AND EXEMPTION POLICY.-The Secretary may grant
exceptions under
subsections (a)(1)(A) and (b) of this section only if he finds and publishes his
finding in the
Federal Register that
(1) such exceptions were applied for in good faith,
(2) if granted and exercised will not operate to the
disadvantage of such endangered spe-
cies, and
(3) will be consistent with the purposes and policy set
forth in section 2 of this Act.
(e) ALASKA NATIVES.-
(1) Except as provided in paragraph (4) of this subsection
the provisions of this Act shall
not apply with respect to the taking of any endangered species or threatened species,
or the
importation of any such species taken pursuant to this section, by-
(A) any Indian, Aleut, or Eskimo who is an Alaskan Native
who resides in Alaska; or
(B) any non-native permanent resident of an Alaskan native
village; if such taking is
primarily for subsistence purposes. Non-edible byproducts of species taken pursuant to
this
section may be sold in interstate commerce when made into authentic native articles of
handicrafts and clothing; except that the provisions of this subsection shall not apply
to any
non-native resident of an Alaskan native village found by the Secretary to be not
primarily
dependent upon the taking of fish and wildlife for consumption or for the creation and
sale
of authentic native articles of handicrafts and clothing.
(2) Any taking under this subsection may not be
accomplished in a wasteful manner.
(3) As used in this subsection-
(i) The term "subsistence" includes selling any
edible portion of fish or wildlife in
native villages and towns in Alaska for native consumption within native villages or
towns;
and
(ii) The term "authentic native articles of
handicrafts and clothing" means items
composed wholly or in some significant respect to natural materials, and which are
produced, decorated or fashioned in the exercise of traditional native handicrafts
without
the use of pantographs, multiple carvers, or other mass copying devices. Traditional
native
handicrafts include, but are not limited to, weaving, carving, stitching, sewing,
lacing,
beading, drawing, and painting.
(4) Notwithstanding the provisions of paragraph (1) of
this subsection, whenever the
Secretary determines that any species of fish or wildlife which is subject to taking
under
the provisions of this subsection is an endangered species or threatened species, and
that
such taking materially and negatively affects the threatened or endangered species, he
may
prescribe regulations upon the taking of such species by any such Indian, Aleut,
Eskimo, or
non-native Alaskan resident of an Alaskan native village. Such regulations may be
established with reference to species, geographical description of the area included,
the
season for taking, or any other factors related to the reason for establishing such
regulations and consistent with the policy of this Act. Such regulations shall be
prescribed
after a notice and hearings in the affected judicial districts of Alaska and as
otherwise
required by section 103 of the Marine Mammal Protection Act of 1972, and shall be
removed as soon as the Secretary determines that the need for their impositions has
disappeared.
(f)(1) As
used in this subsection-
(A) The term "Pre-Act endangered species part"
means-
(i) any sperm whale oil, including derivatives thereof,
which was lawfully held within
the United States on December 28, 1973, in the course of a commercial activity; or
(ii) any finished scrimshaw product, if such product or
the raw material for such
product was lawfully held within the United States on December 28, 1973, in the course
of
a commercial activity.
(B) The term "scrimshaw product" means any art
form which involves the substantial
etching or engraving of designs upon, or the substantial carving of figures, patterns,
or
designs from, any bone or tooth of any marine mammal of the order Cetacea. For
purposes of this subsection, polishing or the adding of minor superficial markings does
not
constitute substantial etching, engraving, or carving.
(2) The Secretary, pursuant to the provisions of this
subsection, may exempt, if such
exemption is not in violation of the Convention, any pre-Act endangered species part
from
one or more of the following prohibitions:
(A) The prohibition on exportation from the United States
set forth in section 9(a)(1)(A)
of this Act.
(B) Any prohibition set forth in section 9(a)(1) (E) or
(F) of this Act.
(3) Any person seeking an exemption described in paragraph
(2) of this subsection shall
make application therefor to the Secretary in such form and manner as he shall
prescribe,
but no such application may be considered by the Secretary unless the application-
(A) is received by the Secretary before the close of the
one year period beginning on the
date on which regulations promulgated by the Secretary to carry out this subsection
first
take effect;
(B) contains a complete and detailed inventory of all
pre-Act endangered species parts
for which the applicant seeks exemption;
(C) is accompanied by such documentation as the Secretary
may require to prove that
any endangered species part or product claimed by the applicant to be a pre-Act
endangered
species part is in fact such a part; and
(D) contains such other information as the Secretary deems
necessary and appropriate to
carry out the purposes of this subsection.
(4) If the Secretary approves any application for
exemption made under this subsection,
he shall issue to the applicant a certificate of exemption which shall specify-
(A) any prohibition in section 9(a) of this Act which is
exempted;
(B) the pre-Act endangered species parts to which the
exemption applies;
(C) the period of time during which the exemption is in
effect, but no exemption made
under this subsection shall have force and effect after the close of the three-year
period
beginning on the date of issuance of the certificate unless such exemption is renewed
under
paragraph (8); and
(D) any term or condition prescribed pursuant to paragraph
(5)(A) or (B), or both, which
the Secretary deems necessary or appropriate.
(5) The Secretary shall prescribe such regulations as he
deems necessary and appropriate
to carry out the purposes of this subsection. Such regulations may set forth-
(A) terms and conditions which may be imposed on
applicants for exemptions under this
subsection (including, but not limited to, requirements that applicants register
inventories,
keep complete sales records, permit duly authorized agents of the Secretary to inspect
such
inventories and records, and periodically file appropriate reports with the Secretary);
and
(B) terms and conditions which may be imposed on any
subsequent purchaser of any
pre-Act endangered species part covered by an exemption granted under this subsection;
to
insure that any such part so exempted is adequately accounted for and not disposed of
contrary to the provisions of this Act. No regulation prescribed by the Secretary to
carry
out the purposes of this subsection shall be subject to section 4(f)(2)(A)(i) of this
Act.
(6)(A) Any contract for the
sale of pre-Act endangered species parts which is entered into
by the Administrator of General Services prior to the effective date of this subsection
and
pursuant to the notice published in the Federal Register on January 9, 1973, shall not
be
rendered invalid by virtue of the fact that fulfillment of such contract may be
prohibited
under section 9(a)(1)(F).
(B) In the event that this paragraph is held invalid, the
validity of the remainder of the
Act, including the remainder of this subsection, shall not be affected.
(7) Nothing in this subsection shall be construed to-
(A) exonerate any person from any act committed in
violation of paragraphs (1)(A),
(1)(E), or (1)(F) of section 9(a) prior to the date of enactment of this subsection; or
(B) immunize any person from prosecution for any such act.
(8)(A)(i)
Any valid certificate of exemption which was renewed after October 13, 1982,
and was in effect on March 31, 1988, shall be deemed to be renewed for a 6-month period
beginning on the date of enactment of the Endangered Species Act Amendments of 1988.
Any person holding such a certificate may apply to the Secretary for one additional
renewal
of such certificate for a period not to exceed 5 years beginning on the date of such
enactment.
(B) If the Secretary approves any application for renewal
of an exemption under this
paragraph, he shall issue to the applicant a certificate of renewal of such exemption
which
shall provide that all terms, conditions, prohibitions, and other regulations made
applicable
by the previous certificate shall remain in effect during the period of the renewal.
(C) No exemption or renewal of such exemption made under
this subsection shall have
force and effect after the expiration date of the certificate of renewal of such
exemption
issued under this paragraph.
(D) No person may, after January 31, 1984, sell or offer
for sale in interstate or foreign
commerce, any pre-Act finished scrimshaw product unless such person holds a valid
certificate of exemption issued by the Secretary under this subsection, and unless such
product or the raw material for such product was held by such person on October 13,
1982.
(g) In connection with any action alleging a violation of
section 9, any person claiming the
benefit of any exemption or permit under this Act shall have the burden of proving that
the
exemption or permit is applicable, has been granted, and was valid and in force at the
time
of the alleged violation.
(h) CERTAIN ANTIQUE ARTICLES.-
(1) Sections 4(d), 9(a), and 9(c) do not apply to any
article which-
(A) is not less than 100 years of age;
(B) is composed in whole or in part of any endangered
species or threatened species
listed under section 4;
(C) has not been repaired or modified with any part of any
such species on or after the
date of the enactment of this Act; and
(D) is entered at a port designated under paragraph (3).
(2) Any person who wishes to import an article under the
exception provided by this
subsection shall submit to the customs officer concerned at the time of entry of the
article
such documentation as the Secretary of the Treasury, after consultation with the
Secretary
of the Interior, shall by regulation require as being necessary to establish that the
article
meets the requirements set forth in paragraph (1) (A), (B), and (C).
(3) The Secretary of the Treasury, after consultation with
the Secretary of the Interior,
shall designate one port within each customs region at which articles described in
paragraph
(1) (A), (B), and (C) must be entered into the customs territory of the United States.
(4) Any person who imported, after December 27, 1973, and
on or before the date of the
enactment of the Endangered Species Act Amendments of 1978, any article described in
paragraph (1) which-
(A) was not repaired or modified after the date of
importation with any part of any
endangered species or threatened species listed under section 4;
(B) was forfeited to the United States before such date of
the enactment, or is subject to
forfeiture to the United States on such date of enactment, pursuant to the assessment
of a
civil penalty under section 11; and
(C) is in the custody of the United States on such date of
enactment; may, before the
close of the one-year period beginning on such date of enactment make application to
the
Secretary for return of the article. Application shall be made in such form and manner,
and contain such documentation, as the Secretary prescribes. If on the basis of any
such
application which is timely filed, the Secretary is satisfied that the requirements of
this
paragraph are met with respect to the article concerned, the Secretary shall return the
arti-
cle to the applicant and the importation of such article shall, on and after the date
of return,
be deemed to be a lawful importation under this Act.
(i) NONCOMMERCIAL TRANSSHIPMENTS.-Any importation into the
United States of
fish or wildlife shall, if-
(1) such fish or wildlife was lawfully taken and exported
from the country of origin and
country of reexport, if any;
(2) such fish or wildlife is in transit or transshipment
through any place subject to the
jurisdiction of the United States enroute to a country where such fish or wildlife may
be
lawfully imported and received;
(3) the exporter or owner of such fish or wildlife gave
explicit instructions not to ship
such fish or wildlife through any place subject to the jurisdiction of the United
States, or
did all that could have reasonably been done to prevent transshipment, and the
circumstances leading to the transshipment were beyond the exporter's or owner's
control;
(4) the applicable requirements of the Convention have
been satisfied; and
(5) such importation is not made in the course of a
commercial activity,
be an importation not in violation of any provision of this Act or any regulation
issued
pursuant to this Act while such fish or wildlife remains in the control of the United
States
Customs Service.
(j) EXPERIMENTAL POPULATIONS.-
(1) For purposes of this subsection, the term
"experimental population" means any
population (including any offspring arising solely therefrom) authorized by the
Secretary
for release under paragraph (2), but only when, and at such times as, the population is
wholly separate geographically from nonexperimental populations of the same species.
(2)(A) The
Secretary may authorize the release (and the related transportation) of any
population (including eggs, propagules, or individuals) of an endangered species or a
threatened species outside the current range of such species if the Secretary
determines that
such release will further the conservation of such species.
(B) Before authorizing the release of any population under
subparagraph (A), the
Secretary shall by regulation identify the population and determine, on the basis of
the best
available information, whether or not such population is essential to the continued
existence
of an endangered species or a threatened species.
(C) For the purposes of this Act, each member of an
experimental population shall be
treated as a threatened species; except that-
(i) solely for purposes of section 7 (other than
subsection (a)(1) thereof), an
experimental population determined under subparagraph (B) to be not essential to the
continued existence of a species shall be treated, except when it occurs in an area
within
the National Wildlife Refuge System or the National Park System, as a species proposed
to
be listed under section 4; and
(ii) critical habitat shall not be designated under this
Act for any experimental
population determined under subparagraph (B) to be not essential to the continued
existence
of a species.
(3) The Secretary, with respect to populations of
endangered species or threatened species
that the Secretary authorized, before the date of the enactment of this subsection, for
release in geographical areas separate from the other populations of such species,
shall de-
termine by regulation which of such populations are an experimental population for the
purposes of this subsection and whether or not each is essential to the continued
existence
of an endangered species or a threatened species.
PENALTIES AND ENFORCEMENT
SEC. 11.
(a) CIVIL PENALTIES.-
(1) Any person who knowingly violates, and any person
engaged in business as an
importer or exporter of fish, wildlife, or plants who violates, any provision of this
Act, or
any provision of any permit or certificate issued hereunder, or of any regulation
issued in
order to implement subsection (a)(1)(A), (B), (C), (D), (E), or (F), (a)(2)(A), (B),
(C), or
(D), (c), (d) (other than regulation relating to recordkeeping or filing of reports),
(f), or (g)
of section 9 of this Act, may be assessed a civil penalty by the Secretary of not more
than
$25,000 for each violation. Any person who knowingly violates, and any person engaged
in business as an importer or exporter of fish, wildlife, or plants who violates, any
pro-
vision of any other regulation issued under this Act may be assessed a civil penalty by
the
Secretary of not more than $12,000 for each such violation. Any person who otherwise
violates any provision of this Act, or any regulation, permit, or certificate issued
hereunder, may be assessed a civil penalty by the Secretary of not more than $500 for
each
such violation. No penalty may be assessed under this subsection unless such person is
given notice and opportunity for a hearing with respect to such violation. Each
violation
shall be a separate offense. Any such civil penalty may be remitted or mitigated by the
Secretary. Upon any failure to pay a penalty assessed under this subsection, the
Secretary
may request the Attorney General to institute a civil action in a district court of the
United
States for any district in which such person is found, resides, or transacts business
to
collect the penalty and such court shall have jurisdiction to hear and decide any such
action. The court shall hear such action on the record made before the Secretary and
shall
sustain his action if it is supported by substantial evidence on the record considered
as a
whole.
(2) Hearings held during proceedings for the assessment of
civil penalties by paragraph
(1) of this subsection shall be conducted in accordance with section 554 of title 5,
United
States Code. The Secretary may issue subpoenas for the attendance and testimony of
witnesses and the production of relevant papers, books, and documents, and administer
oaths. Witnesses summoned shall be paid the same fees and mileage that are paid to
witnesses in the courts of the United States. In case of contumacy or refusal to obey a
sub-
poena served upon any person pursuant to this paragraph, the district court of the
United
States for any district in which such person is found or resides or transacts business,
upon
application by the United States and after notice to such person, shall have
jurisdiction to
issue an order requiring such person to appear and give testimony before the Secretary
or
to appear and produce documents before the Secretary, or both, and any failure to obey
such order of the court may be punished by such court as a contempt thereof.
(3) Notwithstanding any other provision of this Act, no
civil penalty shall be imposed if it
can be shown by a preponderance of the evidence that the defendant committed an act
based on a good faith belief that he was acting to protect himself or herself, a member
of
his or her family, or any other individual from bodily harm, from any endangered or
threatened species.
(b) CRIMINAL VIOLATIONS.-
(1) Any person who knowingly violates any provision of
this Act, of any permit or
certificate issued hereunder, or of any regulation issued in order to implement
subsection
(a)(1)(A), (B), (C), (D), (E), or (F); (a)(2)(A), (B), (C), or (D), (c), (d) (other
than a
regulation relating to recordkeeping, or filing of reports), (f), or (g) of section 9
of this Act
shall, upon conviction, be fined not more than $50,000 or imprisoned for not more than
one year, or both. Any person who knowingly violates any provision of any other
regulation issued under this Act shall, upon conviction, be fined not more than $25,000
or
imprisoned for not more than six months, or both.
(2) The head of any Federal agency which has issued a
lease, license, permit, or other
agreement authorizing a person to import or export fish, wildlife, or plants, or to
operate a
quarantine station for imported wildlife, or authorizing the use of Federal lands,
including
grazing of domestic livestock, to any person who is convicted of a criminal violation
of this
Act or any regulation, permit, or certificate issued hereunder may immediately modify,
suspend, or revoke each lease, license, permit, or other agreement. The Secretary shall
also suspend for a period of up to one year, or cancel, any Federal hunting or fishing
permits or stamps issued to any person who is convicted of a criminal violation of any
provision of this Act or any regulation, permit, or certificate issued hereunder. The
United
States shall not be liable for the payments of any compensation, reimbursement, or
damages in connection with the modification, suspension, or revocation of any leases,
licenses permits stamps, or other agreements pursuant to this section.
(3) Notwithstanding any other provision of this Act, it
shall be a defense to prosecution
under this subsection if the defendant committed the offense based on a good faith
belief
that he was acting to protect himself or herself, a member of his or her family, or any
other individual, from bodily harm from any endangered or threatened species.
(c) DISTRICT COURT JURISDICTION.-The several district
courts of the United States;
including the courts enumerated in section 460 of title 28, United States Code, shall
have
jurisdiction over any actions arising under this Act. For the purpose of this Act,
American
Samoa shall be included within the judicial district of the District Court of the
United
States for the District of Hawaii.
(d) REWARDS AND CERTAIN INCIDENTAL EXPENSES.-The Secretary
or the
Secretary of the Treasury shall pay, from sums received as penalties, fines, or
forfeitures
of property for any violation of this chapter or any regulation issued hereunder
(1) a reward to any person who furnishes information which
leads to an arrest, a criminal
conviction, civil penalty assessment, or forfeiture of property for any violation of
this
chapter or any regulation issued hereunder, and
(2) the reasonable and necessary costs incurred by any
person in providing temporary
care for any fish, wildlife, or plant pending the disposition of any civil or criminal
proceeding alleging a violation of this chapter with respect to that fish, wildlife, or
plant.
The amount of the reward, if any, is to be designated by the Secretary or the Secretary
of
the Treasury, as appropriate. Any officer or employee of the United States or any State
or
local government who furnishes information or renders service in the performance of his
official duties is ineligible for payment under this subsection. Whenever the balance
of
sums received under this section and section 6(d) of the Act of November 16, 1981 (16
U.S.C. 3375(d)) as penalties or fines, or from forfeitures of property, exceed
$500,000,
the Secretary of the Treasury shall deposit an amount equal to such excess balance in
the
cooperative endangered species conservation fund established under section 6(i) of this
Act.
(e) ENFORCEMENT.-
(1) The provisions of this Act and any regulations or
permits issued pursuant thereto shall
be enforced by the Secretary, the Secretary of the Treasury, or the Secretary of the
Department in which the Coast Guard is operating, or all such Secretaries. Each such
Secretary may utilize by agreement, with or without reimbursement, the personnel,
services, and facilities of any other Federal agency or any State agency for purposes
of en-
forcing this Act.
(2) The judges of the district courts of the United States
and the United States magistrates
may within their respective jurisdictions, upon proper oath or affirmation showing
probable
cause, issue such warrants or other process as may be required for enforcement of this
Act
and any regulation issued thereunder.
(3) Any person authorized by the Secretary, the Secretary
of the Treasury, or the
Secretary of the Department in which the Coast Guard is operating, to enforce this Act
may detain for inspection and inspect any package, crate, or other container, including
its
contents, and all accompanying documents, upon importation or exportation. Such persons
may make arrests without a warrant for any violation of this Act if he has reasonable
grounds to believe that the person to be arrested is committing the violation in his
presence
or view and may execute and serve any arrest warrant, search warrant, or other warrant
or
civil or criminal process issued by any officer or court of competent jurisdiction for
enforcement of this Act. Such person so authorized may search and seize, with or
without
a warrant, as authorized by law. Any fish, wildlife, property, or item so seized shall
be
held by any person authorized by the Secretary, the Secretary of the Treasury, or the
Secretary of the Department in which the Coast Guard is operating pending disposition
of
civil or criminal proceedings, or the institution of an action in rem for forfeiture of
such
fish, wildlife, property, or item pursuant to paragraph (4) of the subsection; except
that the
Secretary may, in lieu of holding such fish, wildlife, property, or item, permit the
owner
or consignee to post a bond or other surety satisfactory to the Secretary, but upon
forfeiture
of any such property to the United States, or the abandonment or waiver of any claim to
any such property, it shall be disposed of (other than by sale to the general public)
by the
Secretary in such a manner, consistent with the purposes of this Act, as the Secretary
shall
by regulation prescribe.
(4)(A) All fish or wildlife
or plants taken, possessed, sold, purchased, offered for sale or
purchase, transported, delivered, received, carried, shipped, exported, or imported
contrary
to the provisions of this Act, any regulation made pursuant thereto, or any permit or
certificate issued hereunder shall be subject to forfeiture to the United States.
(B) All guns, traps, nets, and other equipment, vessels,
vehicles, aircraft, and other
means of transportation used to aid the taking, possessing, selling, purchasing,
offering for
sale or purchase, transporting, delivering, receiving, carrying, shipping, exporting,
or im-
porting of any fish or wildlife or plants in violation of this Act, any regulation made
pursuant thereto, or any permit or certificate issued thereunder shall be subject to
forfeiture
to the United States upon conviction of a criminal violation pursuant to section
11(b)(1) of
this Act.
(5) All provisions of law relating to the seizure,
forfeiture, and condemnation of a vessel
for violation of the customs laws, the disposition of such vessel or the proceeds from
the
sale thereof, and the remission or mitigation of such forfeiture, shall apply to the
seizures
and forfeitures incurred, or alleged to have been incurred, under the provisions of
this Act,
insofar as such provisions of law are applicable and not inconsistent with the
provisions of
this Act; except that all powers, rights, and duties conferred or imposed by the
customs
laws upon any officer or employee of the Treasury Department shall, for the purposes of
this Act, be exercised or performed by the Secretary or by such persons as he may
designate.
(6) The Attorney General of the United States may seek to
enjoin any person who is
alleged to be in violation of any provision of this Act or regulation issued under
authority
thereof.
(f) REGULATIONS.-The Secretary, the Secretary of the
Treasury, and the Secretary of
the Department in which the Coast Guard is operating, are authorized to promulgate such
regulations as may be appropriate to enforce this Act, and charge reasonable fees for
ex-
penses to the Government connected with permits or certificates authorized by this Act
including processing applications and reasonable inspections, and with the transfer,
board,
handling, or storage of fish or wildlife or plants and evidentiary items seized and
forfeited
under this Act. All such fees collected pursuant to this subsection shall be deposited
in the
Treasury to the credit of the appropriation which is current and chargeable for the
cost of
furnishing the services. Appropriated funds may be expended pending reimbursement from
parties in interest.
(g) CITIZEN SUITS.-
(1) Except as provided in paragraph (2) of this subsection
any person may commence a
civil suit on his own behalf-
(A) to enjoin any person, including the United States and
any other governmental
instrumentality or agency (to the extent permitted by the eleventh amendment to the
Constitution), who is alleged to be in violation of any provision of this Act or
regulation
issued under the authority thereof; or
(B) to compel the Secretary to apply, pursuant to section
6(g)(2)(B)(ii) of this Act, the
prohibitions set forth in or authorized pursuant to section 4(d) or section 9(a)(1)(B)
of this
Act with respect to the taking of any resident endangered species or threatened species
within any State; or
(C) against the Secretary where there is alleged a failure
of the Secretary to perform any
act or duty under section 4 which is not discretionary with the Secretary.
The district courts shall have jurisdiction, without regard to the amount in
controversy or
the citizenship of the parties, to enforce any such provision or regulation or to order
the
Secretary to perform such act or duty, as the case may be. In any civil suit commenced
under subparagraph (B) the district court shall compel the Secretary to apply the
prohibition
sought if the court finds that the allegation that an emergency exists is supported by
substantial evidence.
(2)(A) No
action may be commenced under subparagraph (1)(A) of this section-
(i) prior to sixty days after written notice of the
violation has been given to the
Secretary, and to any alleged violator of any such provision or regulation;
(ii) if the Secretary has commenced action to impose a
penalty pursuant to subsection
(a) of this section; or
(iii) if the United States has commenced and is diligently
prosecuting a criminal action
in a court of the United States or a State to redress a violation of any such provision
or
regulation.
(B) No action may be commenced under subparagraph (1)(B)
of this section-
(i) prior to sixty days after written notice has been
given to the Secretary setting forth
the reasons why an emergency is thought to exist with respect to an endangered species
or
a threatened species in the State concerned; or
(ii) if the Secretary has commenced and is diligently
prosecuting action under section
6(g)(2)(B)(ii) of this Act to determine whether any such emergency exists.
(C) No action may be commenced under subparagraph (1)(C)
of this section prior to
sixty days after written notice has been given to the Secretary; except that such
action may
be brought immediately after such notification in the case of an action under this
section
respecting an emergency posing a significant risk to the wellbeing of any species of
fish or
wildlife or plants.
(3)(A) Any suit under this
subsection may be brought in the judicial district in which the
violation occurs.
(B) In any such suit under this subsection in which the
United States is not a party, the
Attorney General, at the request of the Secretary, may intervene on behalf of the
United
States as a matter of right.
(4) The court, in issuing any final order in any suit
brought pursuant to paragraph (1) of
this subsection, may award costs of litigation (including reasonable attorney and
expert
witness fees) to any party, whenever the court determines such award is appropriate.
(5) The injunctive relief provided by this subsection
shall not restrict any right which any
person (or class of persons) may have under any statute or common law to seek
enforcement of any standard or limitation or to seek any other relief (including relief
against the Secretary or a State agency).
(h) COORDINATION WITH OTHER LAWS.-The Secretary of
Agriculture and the
Secretary shall provide for appropriate coordination of the administration of this Act
with
the administration of the animal quarantine laws (21 U.S.C. 101-105, 111-135b, and
612-614) and section 306 of the Tariff Act of 1930 (19 U.S.C. 1306). Nothing in this
Act
or any amendment made by this Act shall be construed as superseding or limiting in any
manner the functions of the Secretary of Agriculture under any other law relating to
prohibited or restricted importations or possession of animals and other articles and
no
proceeding or determination under this Act shall preclude any proceeding or be
considered
determinative of any issue of fact or law in any proceeding under any Act administered
by
the Secretary of Agriculture. Nothing in this Act shall be construed as superseding or
limiting in any manner the functions and responsibilities of the Secretary of the
Treasury
under the Tariff Act of 1930, including, without limitation, section 527 of that Act
(19
U.S.C. 1527), relating to the importation of wildlife taken, killed, possessed, or
exported
to the United States in violation of the laws or regulations of a foreign country.
ENDANGERED PLANTS
SEC. 12.
The Secretary of the Smithsonian Institution, in conjunction with other affected
agencies, is authorized and directed to review (1) species of plants which are now or
may
become endangered, or threatened and (2) methods of adequately conserving such species,
and to report to Congress, within one year after the date of the enactment of this Act,
the
results of such review including recommendations for new legislation or the amendment
of
existing legislation.
CONFORMING AMENDMENTS
SEC. 13.
(a) Subsection 4(c) of the Act of October 15, 1966 (80
Stat. 928, 16 U.S.C. 668dd(c)), is
further amended by revising the second sentence thereof to read as follows: "With
the
exception of endangered species and threatened species listed by the Secretary pursuant
to
section 4 of the Endangered Species Act of 1973 in States wherein a cooperative
agreement
does not exist pursuant to section 6(c) of that Act, nothing in this Act shall be
construed to
authorize the Secretary to control or regulate hunting or fishing of resident fish and
wildlife
on lands not within the system."
(b) Subsection 10(a) of the Migratory Bird Conservation
Act (45 Stat. 1224, 16 U.S.C.
715i(a)) and subsection 401(a) of the Act of June 15, 1935 (49 Stat. 383, 16 U.S.C.
715s(a)) are each amended by striking out "threatened with extinction," and
inserting in
lieu thereof the following: "listed pursuant to section 4 of the Endangered
Species Act of
1973 as endangered species or threatened species."
(c) Section 7(a)(1) of the Land and Water Conservation
Fund Act of 1965 (16 U.S.C.
4601-9(a)(1)) is amended by striking out:
"THREATENED SPECIES.-For any national area which may be authorized for the
preservation of species of fish or wildlife that are threatened with extinction."
and inserting
in lieu thereof the following:
"ENDANGERED SPECIES AND THREATENED SPECIES.-For lands, waters, or
interests therein, the acquisition of which is authorized under section 5(a) of the
Endangered Species Act of 1973, needed for the purpose of conserving endangered or
threatened species of fish or wildlife or plants."
(d) The first sentence of section 2 of the Act of
September 28, 1962, as amended (76 Stat.
653, 16 U.S.C. 460k-1), is amended to read as follows:
"The Secretary is authorized to acquire areas of land, or interests therein, which
are
suitable for-
"(1) incidental fish and wildlife-oriented recreational development;
"(2) the protection of natural resources;
"(3) the conservation of endangered species or threatened species listed by the
Secretary pursuant to section 4 of the Endangered Species Act of 1973; or
"(4) carrying out two or more of the purposes set forth in paragraphs (1) through
(3)
of this section, and are adjacent to, or within, the said conservation areas, except
that the
acquisition of any land or interest therein pursuant to this section shall be
accomplished
only with such funds as may be appropriated therefor by the Congress or donated for
such
purposes, but such property shall not be acquired with funds obtained from the sale of
Federal migratory bird hunting stamps."
(e) The Marine Mammal Protection Act of 1972 (16 U.S.C.
13611407) is amended-
(1) by striking out "Endangered Species Conservation
Act of 1969" in section 3(l)(B)
thereof and inserting in lieu thereof the following: "Endangered Species Act of
1973";
(2) by striking out "pursuant to the Endangered
Species Conservation Act of 1969" in
section 101(a)(3)(B) thereof and inserting in lieu thereof the following: "or
threatened
species pursuant to the Endangered Species Act of 1973";
(3) by striking out "endangered under the Endangered
Species Conservation Act of
1969" in section 102(b)(3) thereof and inserting in lieu thereof the following:
"an
endangered species or threatened species pursuant to the Endangered Species Act of
1973";
and
(4) by striking out "of the interior and revisions of
the Endangered Species List,
authorized by the Endangered Species Conservation Act of 1969," in section
202(a)(6)
thereof and inserting in lieu thereof the following: "such revisions of the
endangered
species list and threatened species list published pursuant to section 4(c)(1) of the
Endangered Species Act of 1973".-
(f) Section 2(1) of the Federal Environmental Pesticide
Control Act of 1972 (Public Law
92-516) is amended by striking out the words "by the Secretary of the Interior
under Public
Law 91-135" and inserting in lieu thereof the words "or threatened by the
Secretary
pursuant to the Endangered Species Act of 1973".
REPEALER
SEC. 14.
The Endangered Species Conservation Act of 1969 (sections 1 through 3 of the
Act of October 15, 1966, and sections 1 through 6 of the Act of December 5, 1969; 16
U.S.C. 668aa-668cc-6), is repealed.
AUTHORIZATION OF APPROPRIATIONS
SEC. 15.
(a) IN GENERAL.-Except as provided in subsections (b),
(c), and (d), there are
authorized to be appropriated-
(1) not to exceed $35,000,000 for fiscal year 1988,
$36,500,000 for fiscal year 1989,
$38,000,000 for fiscal year 1990, $39,500,000 for fiscal year 1991, and $41,500,000 for
fiscal year 1992 to enable the Department of the Interior to carry out such functions
and
responsibilities as it may have been given under this Act;
(2) not to exceed $5,750,000 for fiscal year 1988,
$6,250,000 for each of fiscal years
1989 and 1990, and $6,750,000 for each of fiscal years 1991 and 1992 to enable the
Department of Commerce to carry out such functions and responsibilities as it may have
been given under this Act; and
(3) not to exceed $2,200,000 for fiscal year 1988,
$2,400,000 for each of fiscal years
1989 and 1990, and $2,600,000 for each of fiscal years 1991 and 1992, to enable the
Department of Agriculture to carry out its functions and responsibilities with respect
to the
enforcement of this Act and the Convention which pertain to the importation or
exportation
of plants.
(b) EXEMPTIONS FROM ACT.-There are authorized to be
appropriated to the Secretary
to assist him and the Endangered Species Committee in carrying out their functions
under
section 7 (e), (g) and (h) not to exceed $600,000 for each for fiscal years 1988, 1989,
1990, 1991, and 1992.
(c) CONVENTION IMPLEMENTATION.-There are authorized to be
appropriated to the
Department of the Interior for purposes of carrying out section 8A(e) not to exceed
$400,000 for each of fiscal years 1988, 1989, and 1990, and $500,000 for each of fiscal
years 1991 and 1992, and such sums shall remain available until expended.
EFFECTIVE DATE
SEC. 16.
This Act shall take effect on the date of its enactment.
MARINE MAMMAL PROTECTION ACT OF 1972
SEC. 17.
Except as otherwise provided in this Act, no provision of this Act shall take
precedence over any more restrictive conflicting provision of the Marine Mammal
Protection Act of 1972.
ANNUAL COST ANALYSIS BY THE FISH AND WILDLIFE SERVICE
SEC. 18.
On or before January 15, 1990, and each January 15 thereafter, the Secretary of
the Interior, acting through the Fish and Wildlife Service, shall submit to the
Congress an
annual report covering the preceding fiscal year which shall contain-
(1) an accounting on a species by species basis of all
reasonably identifiable Federal
expenditures made primarily for the conservation of endangered or threatened species
pursuant to this Act; and
(2) an accounting on a species by species basis for all
reasonably identifiable
expenditures made primarily for the conservation of endangered or threatened species
pursuant to this Act by states receiving grants under section 6.
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